Statement of Changes in Beneficial Ownership (4)
May 05 2020 - 04:22PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
DeChellis Anthony |
2. Issuer Name and Ticker or Trading Symbol
BOSTON PRIVATE FINANCIAL HOLDINGS INC
[
BPFH
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) CEO and President |
(Last)
(First)
(Middle)
BOSTON PRIVATE FINANCIAL HOLDINGS, INC., TEN POST OFFICE SQUARE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/4/2020 |
(Street)
BOSTON, MA 02109
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 5/4/2020 | | P | | 101 | A | $6.86 | 170643.263 | D | |
Common Stock | 5/4/2020 | | P | | 200 | A | $6.865 | 170843.263 | D | |
Common Stock | 5/4/2020 | | P | | 460 | A | $6.87 | 171303.263 | D | |
Common Stock | 5/4/2020 | | P | | 950 | A | $6.88 | 172253.263 | D | |
Common Stock | 5/4/2020 | | P | | 300 | A | $6.885 | 172553.263 | D | |
Common Stock | 5/4/2020 | | P | | 1499 | A | $6.89 | 174052.263 | D | |
Common Stock | 5/4/2020 | | P | | 200 | A | $6.895 | 174252.263 | D | |
Common Stock | 5/4/2020 | | P | | 400 | A | $6.90 | 174652.263 | D | |
Common Stock | 5/4/2020 | | P | | 200 | A | $6.91 | 174852.263 | D | |
Common Stock | 5/4/2020 | | P | | 400 | A | $6.92 | 175252.263 | D | |
Common Stock | 5/4/2020 | | P | | 100 | A | $6.93 | 175352.263 | D | |
Common Stock | 5/4/2020 | | P | | 300 | A | $6.935 | 175652.263 | D | |
Common Stock | 5/4/2020 | | P | | 450 | A | $6.94 | 176102.263 | D | |
Common Stock | 5/4/2020 | | P | | 400 | A | $6.945 | 176502.263 | D | |
Common Stock | 5/4/2020 | | P | | 315 | A | $6.95 | 176817.263 | D | |
Common Stock | 5/4/2020 | | P | | 100 | A | $6.955 | 176917.263 | D | |
Common Stock | 5/4/2020 | | P | | 200 | A | $6.96 | 177117.263 | D | |
Common Stock | 5/4/2020 | | P | | 170 | A | $6.98 | 177287.263 | D | |
Common Stock | 5/4/2020 | | P | | 400 | A | $6.99 | 177687.263 | D | |
Common Stock | 5/4/2020 | | P | | 596 | A | $7.01 | 178283.263 | D | |
Common Stock | 5/4/2020 | | P | | 100 | A | $7.015 | 178383.263 | D | |
Common Stock | 5/4/2020 | | P | | 100 | A | $7.02 | 178483.263 | D | |
Common Stock | 5/4/2020 | | P | | 200 | A | $7.025 | 178683.263 | D | |
Common Stock | 5/4/2020 | | P | | 100 | A | $7.03 | 178783.263 | D | |
Common Stock | 5/4/2020 | | P | | 400 | A | $7.04 | 179183.263 | D | |
Common Stock | 5/4/2020 | | P | | 400 | A | $7.07 | 179583.263 | D | |
Common Stock | 5/4/2020 | | P | | 900 | A | $7.08 | 180483.263 | D | |
Common Stock | 5/4/2020 | | P | | 1600 | A | $7.09 | 182083.263 | D | |
Common Stock | 5/4/2020 | | P | | 600 | A | $7.095 | 182683.263 | D | |
Common Stock | 5/4/2020 | | P | | 2445 | A | $7.10 | 185128.263 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
Remarks: This Form 4 is the first of two Form 4s being filed by the Reporting Person relating to the same event. The Form 4 has been split into two filings to cover all 53 individual transactions that occurred on the same Transaction Date, because the SEC's EDGAR filing system limits a single Form 4 to a maximum of 30 separate transactions. Each Form 4 will be filed by the Reporting Person. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
DeChellis Anthony BOSTON PRIVATE FINANCIAL HOLDINGS, INC. TEN POST OFFICE SQUARE BOSTON, MA 02109 | X |
| CEO and President |
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Signatures
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/s/ Christopher Cooper, attorney-in-fact for Mr. DeChellis | | 5/5/2020 |
**Signature of Reporting Person | Date |
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