Item 1. (a)
Name
of Issuer
Bank of Commerce Holdings
Item 1. (b)
Address
of Issuer’s Principal Executive Offices
1901 Churn Creek Road
Redding, California 96002
Item 2.
(a)
Name of Person Filing
This Amendment No. 1 to the Schedule 13G is being filed on behalf of the following persons (the “Reporting Persons”)*:
(i)
EJF Capital LLC;
(ii)
Emanuel J. Friedman; and
(iii)
EJF Sidecar Fund, Series LLC – Series E.
*Attached as Exhibit A is a copy of an agreement among the Reporting Persons that this Amendment No. 1 to the Schedule 13G is being filed on behalf of each
of them.
Item 2.
(b)
Address of Principal Business Office or, if None, Residence
The address of the principal business office of each reporting person is:
2107 Wilson Boulevard
Suite 410
Arlington, VA 22201
Item 2.
(c)
Citizenship
See Item 4 of the attached cover pages.
Item 2.
(d)
Title of Class of Securities
Common Stock, no par value (“Common Stock”)
Item 2.
(e)
CUSIP Number
06424J103
Item 3.
Not Applicable.
Item 4.
Ownership
(a)
Amount
beneficially owned:
See Item 9 of the attached cover pages.
(b)
Percent of class:
See Item 11 of the attached cover pages.
(c)
Number of shares as to which such person has:
(i)
Sole power to vote or to direct the vote:
See Item 5 of the attached cover pages.
(ii)
Shared power to vote or to direct the vote:
See Item 6 of the attached cover pages.
(iii)
Sole power to dispose or to direct the disposition:
See Item 7 of the attached cover pages.
(iv)
Shared power to dispose or to direct the disposition:
See Item 8 of the attached cover pages.
EJF Sidecar Fund, Series LLC – Series E is the record owner of the number of shares of Common Stock shown on Item 9 of its respective cover page.
EJF Capital LLC is the managing member of EJF Sidecar Fund, Series LLC – Series E and may be deemed to share beneficial ownership of the shares of
Common Stock of which EJF Sidecar Fund, Series LLC – Series E is the record owner. EJF Capital LLC also serves as an investment adviser to accounts that are the record owners of shares of Common Stock and may be deemed to share beneficial
ownership of such shares of Common Stock.
Emanuel J. Friedman is the controlling member of EJF Capital LLC and may be deemed to share beneficial ownership of the shares of Common Stock over
which EJF Capital LLC may share beneficial ownership.
Item 5.
Ownership
of Five Percent or Less of a Class
Not Applicable.
Item 6.
Ownership
of More than Five Percent on Behalf of Another Person
Not Applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
Not Applicable.
Item 8.
Identification
and Classification of Members of the Group
Not Applicable.
Item 9.
Notice
of Dissolution of Group
Not Applicable.
Item 10.
Certification
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is
true, complete and correct.
Dated: February 13, 2019
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EJF CAPITAL LLC
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By:
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/s/ Neal J. Wilson
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Name:
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Neal J. Wilson
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Title:
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Chief Operating Officer
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EMANUEL J. FRIEDMAN
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By:
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/s/ Emanuel J. Friedman
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Name:
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Emanuel J. Friedman
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EJF SIDECAR FUND, SERIES LLC – SERIES E
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By:
Its:
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EJF CAPITAL LLC
Managing Member
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By:
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/s/ Neal J. Wilson
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Name:
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Neal J. Wilson
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Title:
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Chief Operating Officer
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EXHIBIT A
The undersigned, EJF Capital LLC, a Delaware limited liability company, Emanuel J. Friedman, and EJF Sidecar Fund, Series LLC –
Series E, a Delaware separate series limited liability company, hereby agree and acknowledge that the information required by this Amendment No. 1 to the Schedule 13G, to which this Agreement is attached as an exhibit, is filed on behalf of each
of them. The undersigned further agree that any further amendments or supplements thereto shall also be filed on behalf of each of them.
Dated: February 13, 2019