FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Eckel Robert A

2. Date of Event Requiring Statement (MM/DD/YYYY)
9/19/2019 

3. Issuer Name and Ticker or Trading Symbol

AWARE INC /MA/ [AWRE]

(Last)        (First)        (Middle)

40 MIDDLESEX TURNPIKE

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
CEO and President /

(Street)

BEDFORD, MA 01730      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)

 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:

Remarks:
September 19, 2019 is the effective date of the reporting person's appointment as Chief Executive Officer and President, and a Class III director of the Issuer by the Issuer's Board of Directors.
No securities are beneficially owned.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Eckel Robert A
40 MIDDLESEX TURNPIKE
BEDFORD, MA 01730
X
CEO and President

Signatures
/s/ Robert A. Eckel9/23/2019
**Signature of Reporting PersonDate

Aware (NASDAQ:AWRE)
Historical Stock Chart
From Mar 2024 to Apr 2024 Click Here for more Aware Charts.
Aware (NASDAQ:AWRE)
Historical Stock Chart
From Apr 2023 to Apr 2024 Click Here for more Aware Charts.