Statement of Changes in Beneficial Ownership (4)
March 26 2021 - 5:53PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Anagnost Andrew |
2. Issuer Name and Ticker or Trading Symbol
Autodesk, Inc.
[
ADSK
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President and CEO |
(Last)
(First)
(Middle)
111 MCINNIS PARKWAY, AUTODESK, INC. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/24/2021 |
(Street)
SAN RAFAEL, CA 94903
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 3/24/2021 | | S | | 24031 | D | $264.03 | 2434 | I | Family Trust (1) |
Common Stock | 3/26/2021 | | S(2) | | 900 | D | $261.13 (3) | 67358 (4) | D | |
Common Stock | 3/26/2021 | | S(2) | | 3232 | D | $262.21 (5) | 64126 (4) | D | |
Common Stock | 3/26/2021 | | S(2) | | 2560 | D | $263.32 (6) | 61566 (4) | D | |
Common Stock | 3/26/2021 | | S(2) | | 5721 | D | $264.45 (7) | 55845 (4) | D | |
Common Stock | 3/26/2021 | | S(2) | | 7291 | D | $265.36 (8) | 48554 (4) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Shares are beneficially owned by the VNTC Cottee Andrew Anagnost and Marie Burkhart Family Support Trust ("Family Trust"), of which Vanguard National Trust Company, Marie Burkhart, and the Reporting Person are trustees. The Reporting Person does not have voting or dispositive power over such shares and disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein. |
(2) | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/20/2020. |
(3) | Shares were sold in various amounts from $260.88 to $261.79 inclusive. The price listed here reflects the average weighted price. The
Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission,
upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote |
(4) | The total securities beneficially owned includes 32,687 shares of unvested Restricted Stock Units. |
(5) | Shares were sold in various amounts from $261.94 to $262.88 inclusive. The price listed here reflects the average weighted price. The
Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission,
upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote |
(6) | Shares were sold in various amounts from $262.94 to $263.92 inclusive. The price listed here reflects the average weighted price. The
Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission,
upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote |
(7) | Shares were sold in various amounts from $263.94 to $264.93 inclusive. The price listed here reflects the average weighted price. The
Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission,
upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote |
(8) | Shares were sold in various amounts from $264.95 to $265.94 inclusive. The price listed here reflects the average weighted price. The
Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission,
upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Anagnost Andrew 111 MCINNIS PARKWAY AUTODESK, INC. SAN RAFAEL, CA 94903 | X |
| President and CEO |
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Signatures
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Pascal W. Di Fronzo, Attorney-in-Fact for Andrew Anagnost | | 3/26/2021 |
**Signature of Reporting Person | Date |
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