Current Report Filing (8-k)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 15,
(Exact name of registrant as specified in charter)
of Other Jurisdiction of Incorporation
Employer Identification No.
5210 E. Williams Circle, Suite 750
Tucson, Arizona 85711
(Address of principal executive offices / Zip Code)
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions:
communications pursuant to Rule 425 under the Securities
material pursuant to Rule 14a-12 under the Exchange
communications pursuant to Rule 14d-2(b) under the Exchange
communications pursuant to Rule 13e-4(c) under the Exchange
Securities registered pursuant to Section 12(b) of the Act:
of Each Class Common
of each exchange on which registered
Stock, par value $0.00001
Nasdaq Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange
Item 5.02 Departure of Directors or Certain Officers; Election
of Directors; Appointment of Certain Officers; Compensatory
Arrangements of Certain Officers.
On July 17, 2020, the Board of Directors appointed Marc Lehmann a
director. Mr. Lehmann has also been appointed a member of the Audit
Committee. There was no arrangement or understanding between Mr.
Lehmann and any other person pursuant to which Mr. Lehmann was
selected as a director. There has not been any transaction, since
January 1, 2019, or any currently proposed transaction, in which
AudioEye, Inc. was or is to be a participant and in which Mr.
Lehmann had or will have a direct or indirect material
interest. Compensation arrangements have not yet been
Mr. Lehmann currently manages Flamingo Drive Partners, LLC and
related entities. In this capacity, Mr. Lehmann invests in
many start-up, growing businesses and publicly traded stocks.
In addition, Flamingo Drive owns and operates real estate,
primarily in South Florida.
Mr. Lehmann currently is a member of two public-company boards,
Green Growth Brands, Inc., and Stable Road Acquisition Corp.
Prior to launching Flamingo Drive Partners LLC, Mr. Lehmann
was the General Partner at Riverloft Capital Management, from 2011
to 2016. Mr. Lehmann was a Partner and Director of Research at JANA
Partners, a hedge fund from 2002 to 2010. Prior to JANA,
he was an analyst at Appaloosa Management from 1999 to 2002.
During the majority of Mr. Lehmann’s career, he has been employed
by or a partner in investment firms focused on public-market
investments and deep research on special situations.
Mr. Lehmann regularly had roles on creditor committees in order to
help distressed businesses restructure.
Prior to Appaloosa, Mr. Lehmann completed his Master of Business
Administration at The Wharton School at the University of
Pennsylvania. Mr. Lehmann also worked at SAC Capital and began his
career in investment research as an analyst at Morgan Stanley and
Mr. Lehmann has a Bachelor of Science in Finance and International
Business from New York University, where he was awarded the NYU
President’s Service Award for Community Service for founding the
largest community service organization at NYU.
On July 15, 2020, Alexandre Zyngier resigned as a director.
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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