Current Report Filing (8-k)
June 29 2020 - 03:07PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): June 29,
2020

Astrotech Corporation
(Exact Name of Registrant as Specified in Charter)
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Delaware
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001-34426
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91-1273737
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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201 West 5th Street, Suite 1275, Austin, Texas
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78701
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(Address of Principal Executive Offices)
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(Zip Code)
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(512) 485-9530
Registrant’s Telephone Number, Including Area Code
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
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☐
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Written communication pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
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☐
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Pre-commencement communication pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communication pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading
Symbol(s)
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Name of each exchange on which registered
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Common Stock, $0.001 par value per share
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ASTC
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NASDAQ Stock Market, LLC
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Indicate
by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (17 CFR
§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17
CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
☐
Item 5.07Submission of Matters to a
Vote of Security Holders
On June 29, 2020, Astrotech Corporation (the “Company”) held its
annual meeting of shareholders (the “Meeting”), pursuant to notice
duly given, at 201 W. 5th
Street, Suite 1275, Austin, Texas 78701. Of the 7,575,464 shares of
common stock entitled to vote at such meeting, 6,372,183 shares, or
80.12% of the Company’s common stock, were present in person or by
proxy. The matters voted upon at the meeting and the results of
such voting are set forth below:
Proposal 1 – Election of Directors
By the votes reflected below, our shareholders elected the
following individuals to serve as directors to serve for the
respective terms prescribed by the Company’s bylaws:
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Nominee
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Votes For
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Votes Withheld
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Broker Non-Votes
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Thomas B. Pickens III
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2,826,299
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45,065
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3,500,819
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Mark Adams
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2,827,082
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44,282
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3,500,819
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Daniel T. Russler, Jr.
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2,817,729
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53,635
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3,500,819
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Ronald W. Cantwell
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2,825,629
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45,735
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3,500,819
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Tom Wilkinson
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2,802,477
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68,887
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3,500,819
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Proposal 2 - Ratification of
Selection of Independent Registered Public Accounting
Firm
By the votes reflected below, our shareholders ratified the
appointment of Armanino, LLP as the Company’s independent
registered public accounting firm for the fiscal year ending June
30, 2020:
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Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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6,174,745
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103,566
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93,872
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Proposal 3 - Approval of Amendment to 2011 Stock Incentive Plan
By the votes reflected below, our shareholders approved to increase
the aggregate number of shares of our common stock available under
the 2011 Stock Incentive Plan by an additional 1,500,000 shares
(increasing the number of shares that may be delivered pursuant to
awards granted under the 2011 Stock Incentive Plan from 1,512,197
to 3,012,197 shares):
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Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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2,378,998
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462,796
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29,570
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3,500,819
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Proposal 4 - Approval of Amendment to Certificate of
Incorporation
By the votes reflected below, our shareholders approved to increase
the total number of authorized shares of the Company’s common stock
by 35,000,000 shares, to a total of 50,000,000 shares of common
stock:
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Votes For
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Votes Against
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Abstentions
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Broker Non-Votes
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5,306,464
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1,030,210
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35,509
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
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ASTROTECH CORPORATION
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Date: June 29, 2020
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By:
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/s/ Thomas B. Pickens III
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Name: Thomas B. Pickens III
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Title: Chairman of the Board and Chief Executive Officer
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Astrotech (NASDAQ:ASTC)
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