Current Report Filing (8-k)
0001158114 false 0001158114 2020-11-05
2020-11-05 iso4217:USD xbrli:shares iso4217:USD xbrli:shares
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of
Date of Report (Date of earliest event reported):
November 5, 2020
Applied Optoelectronics, Inc.
(Exact name of Registrant as specified in its charter)
13139 Jess Pirtle Blvd.
(address of principal executive offices and zip code)
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
communications pursuant to Rule 425 under the Securities Act (17
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
Securities registered pursuant to Section 12(b) of the
each exchange on which registered
Common Stock, Par value $0.001
NASDAQ Global Market
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933
(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act.
||RESULTS OF OPERATIONS AND FINANCIAL CONDITION.
On November 5, 2020 Applied
Optoelectronics, Inc. (the “Company”) issued a press release
regarding the Company’s financial results for the third quarter
ended September 30, 2020. A copy of the Company’s press release is
attached as Exhibit 99.1 to this Form 8-K.
The information furnished in this
Current Report under this Item 2.02 and the exhibits attached
hereto shall not be deemed “filed” for purposes of Section 18 of
the Securities Exchange Act of 1934, as amended (the “Exchange
Act”), or incorporated by reference in any filing under the
Securities Act of 1933, as amended, or the Exchange Act, except as
shall be expressly set forth by specific reference in such a
||FINANCIAL STATEMENTS AND EXHIBITS.
Pursuant to the requirements of
the Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned hereunto
||Applied Optoelectronics, Inc.
/s/ Stefan J.
Date: November 5, 2020