- Current report filing (8-K)
November 07 2011 - 5:28PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): November 1, 2011
Applied Micro Circuits Corporation
(Exact Name of Registrant as Specified in Charter)
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DELAWARE
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000-23193
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94-2586591
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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215 Moffett Park Drive, Sunnyvale, California 94089
(Address of Principal Executive Offices)
(408) 542-8600
(Registrants telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
Check the
appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (
see
General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 2.02. Results of Operations and Financial Condition.
On November 1, 2011, Applied Micro Circuits Corporation (AppliedMicro) issued a press release regarding selected
unaudited financial results for the three and six months ended September 30, 2011 and held a conference call to discuss those results. A copy of the press release and transcript of the conference call are furnished as Exhibit 99.1 and Exhibit
99.2, respectively, to this Current Report.
The information in this Item 2.02, Exhibit 99.1 and Exhibit 99.2 are being
furnished and shall not be deemed filed for the purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that Section. The information in this Current Report shall not be incorporated
by reference into any registration statement or other document filed with the Securities and Exchange Commission.
Item 9.01.
Financial Statements and Exhibits.
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99.1
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Press release dated November 1, 2011.
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99.2
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Transcript of conference call on November 1, 2011.
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Forward-Looking Statements
The exhibits to this Current Report contain forward-looking statements that reflect the Companys current view with respect to future events and financial performance, including statements regarding
the future financial performance of the Company. These forward-looking statements are only predictions based on current information and expectations and are subject to certain risks and uncertainties, including, but not limited to, customer demand
for the Companys products, the businesses of the Companys major customers, reductions, rescheduling or cancellation of orders by the Companys customers, increased supplier lead times and other supply chain constraints, successful
and timely development of products, market acceptance of new products, changes in the Companys strategy having a significant impact on the Companys business, financial condition and results of operations, restructuring activities
adversely impacting the Company, and general economic conditions. More information about potential factors that could affect the Companys business and financial results is included in the Risk Factors set forth in the
Companys Annual Report on Form 10-K for the year ended March 31, 2011, and the Companys other filings with the Securities and Exchange Commission including its Form 10-Q for the quarter ended June 30, 2011. Actual results
could differ materially, as a result of such factors, from those set forth in the forward-looking statements. You are cautioned not to place undue reliance on these forward-looking statements, which speak only as of November 1, 2011. All
forward-looking statements are qualified in their entirety by this cautionary statement and the Company undertakes no obligation to revise or update any forward-looking statements to reflect subsequent events or circumstances.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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A
PPLIED
M
ICRO
C
IRCUITS
C
ORPORATION
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Date: November 7, 2011
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By:
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/s/ Robert G. Gargus
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Robert G. Gargus
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Senior Vice President and Chief Financial Officer
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INDEX TO EXHIBITS
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99.1
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Press Release dated November 1, 2011.
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99.2
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Transcript of conference call on November 1, 2011.
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