Statement of Changes in Beneficial Ownership (4)
March 05 2020 - 6:01PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
MAHONEY RICHARD S. |
2. Issuer Name and Ticker or Trading Symbol
ANSYS INC
[
ANSS
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) VP, WORLDWIDE SALES & SUPPORT |
(Last)
(First)
(Middle)
2600 ANSYS DR. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/3/2020 |
(Street)
CANONSBURG, PA 15317
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 3/3/2020 | | F | | 2926 (1) | D | $249.07 | 43663 | D | |
Common Stock | 3/3/2020 | | A | | 6283 (2) | A | $0 | 49946 | D | |
Common Stock | 3/4/2020 | | S | | 1023 (3) | D | $252.90 (4) | 48923 | D | |
Common Stock | 3/4/2020 | | S | | 422 (3) | D | $254.14 (5) | 48501 | D | |
Common Stock | 3/4/2020 | | S | | 200 (3) | D | $255.00 | 48301 | D | |
Common Stock | 3/4/2020 | | S | | 200 (3) | D | $256.65 (6) | 48101 (7) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Shares withheld for payment of taxes in connection with the vesting of time-based Restricted Stock Units. |
(2) | Represents Restricted Stock Units issued under the Fifth Amended and Restated ANSYS, Inc. 1996 Stock Option and Grant Plan. The grant of Restricted Stock Units shall vest 33% annually in equal installments beginning on the first anniversary of the grant date. Each Restricted Stock Unit is settled solely for one share of Common Stock. |
(3) | Pursuant to an effective Rule 10b5-1 plan. |
(4) | The trade was executed in a series of transactions with a price range of $252.16 to $253.15, inclusive, with a weighted average price of $252.90. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
(5) | The trade was executed in a series of transactions with a price range of $253.87 to $254.69, inclusive, with a weighted average price of $254.14. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
(6) | The trade was executed in a series of transactions with a price range of $256.31 to $256.99, inclusive, with a weighted average price of $256.65. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
(7) | Includes 38,079 Restricted Stock Units. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
MAHONEY RICHARD S. 2600 ANSYS DR. CANONSBURG, PA 15317 |
|
| VP, WORLDWIDE SALES & SUPPORT |
|
Signatures
|
Janet Lee, Attorney-in-Fact | | 3/5/2020 |
**Signature of Reporting Person | Date |
ANSYS (NASDAQ:ANSS)
Historical Stock Chart
From Mar 2024 to Apr 2024
ANSYS (NASDAQ:ANSS)
Historical Stock Chart
From Apr 2023 to Apr 2024