Statement of Changes in Beneficial Ownership (4)
May 05 2023 - 04:56PM
Edgar (US Regulatory)
FORM 4
☐ Check this
box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL
OWNERSHIP OF SECURITIES
|
OMB
APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5 |
|
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
|
|
1. Name
and Address of Reporting Person * Shriram Kavitark
Ram |
2. Issuer Name and Ticker or Trading
Symbol Alphabet Inc. [ GOOG ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)__X__
Director _____
10% Owner
_____ Officer (give title
below) _____ Other
(specify below)
|
(Last)
(First)
(Middle)
C/O ALPHABET INC.,, 1600 AMPHITHEATRE PKWY |
3. Date of Earliest Transaction (MM/DD/YYYY)
5/5/2023
|
(Street)
MOUNTAIN VIEW, CA 94043 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line) _X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
(City)
(State)
(Zip)
|
Rule 10b5-1(c) Transaction Indication
☐ Check this box to indicate
that a transaction was made pursuant to a contract, instruction or
written plan that is intended to satisfy the affirmative defense
conditions of Rule 10b5-1(c). See Instruction 10. |
Table I - Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
|
1.Title of Security
(Instr. 3) |
2. Trans. Date |
2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following
Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
Amount |
(A) or (D) |
Price |
Class A Common Stock |
5/5/2023 |
|
S |
|
23739 |
D |
$104.7598 |
121001 |
D |
|
Class A Common Stock |
5/5/2023 |
|
S |
|
13761 |
D |
$105.532 |
107240 |
D |
|
Class A Common Stock |
5/5/2023 |
|
S |
|
23606 |
D |
$104.761 |
99714 |
I |
By spouse |
Class A Common Stock |
5/5/2023 |
|
S |
|
13894 |
D |
$105.5286 |
85820 |
I |
By spouse |
Class A Common Stock |
|
|
|
|
|
|
|
734324 |
I |
Ram Shriram TR UA 09/10/2021 2021 RS Irrevocable
Trust |
Class A Common Stock |
|
|
|
|
|
|
|
734324 |
I |
Vijay Shriram TR UA 09/10/2021 2021 VS
Irrevocable Trust |
Class A Common Stock |
|
|
|
|
|
|
|
265676 |
I |
2022 RS Irrevocable Trust UAD
10/28/2022 |
Class A Common Stock |
|
|
|
|
|
|
|
265676 |
I |
2022 VS Irrevocable Trust UAD
10/28/2022 |
Class C Capital Stock |
|
|
|
|
|
|
|
265676 |
I |
2022 RS Irrevocable Trust UAD
10/28/2022 |
Class C Capital Stock |
|
|
|
|
|
|
|
265676 |
I |
2022 VS Irrevocable Trust UAD
10/28/2022 |
Class C Capital Stock |
|
|
|
|
|
|
|
734324 |
I |
Vijay Shriram TR UA 09/10/2021 2021 VS
Irrevocable Trust |
Class C Capital Stock |
|
|
|
|
|
|
|
734324 |
I |
Ram Shriram TR UA 09/10/2021 2021 RS Irrevocable
Trust |
Class C Capital Stock |
|
|
|
|
|
|
|
338600 |
I |
By Limited Partnership |
Class C Capital Stock |
|
|
|
|
|
|
|
264280 |
I |
By Spouse |
Class C Capital Stock |
|
|
|
|
|
|
|
345800 |
D |
|
Class C Google Stock Units (1) |
|
|
|
|
|
|
|
280 |
D |
|
Class C Google Stock Units (2) |
|
|
|
|
|
|
|
1440 |
D |
|
Class C Google Stock Units (3) |
|
|
|
|
|
|
|
1520 |
D |
|
Class C Google Stock Units (4) |
|
|
|
|
|
|
|
2480 |
D |
|
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible
securities)
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative
Security |
3. Trans. Date |
3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying
Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially
Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct
(D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr.
4) |
Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Explanation of
Responses: |
(1) |
The Class C Google Stock
Units (GSU) entitle the Reporting Person to receive one share of
Alphabet Inc. Class C Capital Stock for each share underlying the
GSU as GSU vest. 1/48th of GSU grant will vest on July 25, 2019 and
an additional 1/48th of GSUs will vest monthly thereafter, subject
to continued service on the Board on the applicable vesting
dates. |
(2) |
1/48th of GSU grant will
vest on July 25, 2020 and an additional 1/48th of GSUs will vest
monthly thereafter, subject to continued service on the Board on
the applicable vesting dates. |
(3) |
1/48th of GSU grant will
vest on July 25, 2021 and an additional 1/48th of GSUs will vest
monthly thereafter, subject to continued service on the Board on
the applicable vesting dates. |
(4) |
1/48th of GSU grant will
vest on July 25, 2022 and an additional 1/48th of GSUs will vest
monthly thereafter, subject to continued service on the Board on
the applicable vesting dates. |
Remarks:
All transactions reported in this Form 4 were effected pursuant to
Rule 10b5-1 Trading Plans adopted by the Reporting Person and the
Reporting Person's spouse on November 30, 2022. |
Reporting
Owners
|
Reporting Owner Name / Address |
Relationships
|
Director |
10% Owner |
Officer |
Other |
Shriram Kavitark Ram
C/O ALPHABET INC.,
1600 AMPHITHEATRE PKWY
MOUNTAIN VIEW, CA 94043 |
X |
|
|
|
Signatures
|
/s/ Valentina Margulis, as Attorney-in-Fact for
K. Ram Shriram |
|
5/5/2023 |
**Signature of Reporting
Person |
Date |
Reminder: Report on a separate line for each class
of securities beneficially owned directly or
indirectly. |
* |
If the form is filed by more than one
reporting person, see Instruction 4(b)(v). |
** |
Intentional misstatements or omissions
of facts constitute Federal Criminal Violations. See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: |
File three copies of this Form, one of
which must be manually signed. If space is insufficient, see
Instruction 6 for procedure. |
Persons who respond to the collection of information
contained in this form are not required to respond unless the form
displays a currently valid OMB control number. |
Alphabet (NASDAQ:GOOGL)
Historical Stock Chart
From Sep 2023 to Oct 2023
Alphabet (NASDAQ:GOOGL)
Historical Stock Chart
From Oct 2022 to Oct 2023