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RING ENERGY
SHARES OF COMMON STOCK BENEFICIALLY OWNED
NAME OF BENEFICIAL OWNER NUMBER APPROXIMATE PERCENT(1)
Named Executive Officers and Directors
Paul D. McKinney 242,629(2)(3) *
Travis T. Thomas 62,170 (3) *
William R. Broaddrick(4) 251,200 (5) *
Stephen D. Brooks 74,328(3) *
Marinos C. Baghdati 74,328(3) *
Alexander Dyes 74,328(3) *
Clayton E. Woodrum 331,144 (3)(6) *
Anthony B. Petrelli 408,296(3)(7) *
Regina Roesener 180,396(3)(8) *
John A. Crum 97,096 (3) *
Richard E. Harris 97,096 (3) *
Thomas L. Mitchell 97,096 (3) *
All directors and executive officers as a group (12 persons) 1,738,907(3)(9) 1.7%
% Stockholders or Greater Stockholders (other than directors and executive officers)
Dr. Simon G. Kukes Group(10) 5,307,500 5.3%
William R. Kruse(11) 13,939,734 13.9%
Jack Yetiv (12) 7,650,310 7.6%
*Represents beneficial ownership of less than 1%
(1) The percentage is based upon 100,192,562 shares of Common Stock issued and outstanding as of April 5, 2022.
(2) Includes 35,700 common stock warrants to purchase shares of common stock on a one-to-one basis at an exercise price of $0.80 per share and expire on October 29, 2025.
(3) Represents the following number of shares of restricted stock that will vest within 60 days of April 5, 2022: Mr. McKinney – 95,579; Mr. Thomas – 23,895; Mr. Brooks – 23,895; Mr.
Baghdati – 23,895; Mr. Dyes – 23,895; Mr. Woodrum – 53,763; Mr. Petrelli – 53,763; Ms. Roesener – 53,763; Mr. Crum – 53,763; Mr. Harris – 53,763; Mr. Mitchell – 53,763; and all
directors and named executive officers as a group – 513,737.
(4) Mr. Broaddrick served as our Chief Financial Officer until March 24, 2021. Open market purchases or sales, if any, by Mr. Broaddrick of our common stock since the date that he
ceased serving as our Chief Financial Officer and Director are not known by us or reported in the table.
(5) Includes 60,000 shares issuable upon the exercise of stock options that are currently exercisable.
(6) Includes 85,000 shares issuable upon the exercise of stock options that are currently exercisable.
(7) Includes 50,000 shares issuable upon the exercise of stock options that are currently exercisable.
(8) Includes 8,000 shares of common stock held by Eugene Neidiger Life Insurance Trust. Does not include 850 shares of common stock held as custodian for minor-son but has no
pecuniary interest, or 850 shares of common stock held as custodian but has no pecuniary interest. Ms. Roesener disclaims beneficial ownership of such shares of Common Stock.
(9) Includes 195,000 shares issuable upon the exercise of stock options that are currently exercisable. Also includes 35,700 common stock warrants to purchase shares of common
stock on a one-to-one basis at an exercise price of $0.80 per share and expire on October 29, 2025.
(10) Based on a Schedule 13D/A filed with the SEC on September 20, 2021 reporting shares of Common Stock beneficially owned by Mr. Simon G. Kukes and Mr. J. Douglas Schick.
Dr. Kukes reports sole voting and dispositive power over 5,300,000 shares of Common Stock and Mr. Schick reports sole voting and dispositive power over 7,500 shares. The
address of the reporting person is 575 N. Dairy Ashford, Energy Center II, Suite 210, Houston, Texas 77079.
(11) Based on a Schedule 13D filed with the SEC on February 4, 2022 reporting shares of Common Stock beneficially owned by Mr. William R. Kruse and Mrs. Deborah L. Kruse. Mr.
Kruse reports sole voting and dispositive power over 1,014,300 shares. Mr. and Mrs. Kruse report shared voting and dispositive power over 12,925,434 shares in accounts as
joint tenants with right of survivorship. Mr. Kruse also has 1,000,000 common stock warrants to purchase shares of common stock on a one-to-one basis at an exercise price of
$0.80 per share and expire on October 29, 2025. Mr. Kruse owns 14,300 shares of Common Stock in his individual account with sole voting and investment control. The address
of the reporting persons is 1340 S. Main Street, Suite 300, Grapevine, Texas 76051.
(12) Based on the Schedule 13G filed with the SEC on June 1, 2021 reporting shares of Common Stock beneficially owned by Mr. Jack Yetiv. The address of the reporting person is
10120 Westview Drive, Suite 2110, Houston, Texas 77043. |