o None
Entity Type
0001358190
Carlateral, Inc.
Orient Paper Inc.
CARLATERAL, INC.
 
x Corporation
o Limited Partnership
o Limited Liability Company
o General Partnership
o Business Trust
o Other
Name of Issuer
 IT TECH PACKAGING, INC.
Jurisdiction of Incorporation/Organization
NEVADA
 
Year of Incorporation/Organization
  x Over Five Years Ago
  o Within Last Five Years (Specify Year)  
  o Yet to Be Formed  



2. Principal Place of Business and Contact Information
Name of Issuer  
 IT TECH PACKAGING, INC.  
Street Address 1 Street Address 2
 SCIENCE PARK, JULI ROAD  XUSHUI DISTRICT
City State/Province/Country ZIP/Postal Code Phone No. of Issuer
 BAODING CITY, HEBEI PROVINCE  CHINA  072550  (86) 312-8698215 



3. Related Persons
Last Name First Name Middle Name
Liu Zhenyong
Street Address 1 Street Address 2
Science Park, Juli Road Xushui District
City State/Province/Country ZIP/Postal Code
Baoding City, Hebei Province CHINA 072550
Relationship: x Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
 

Last Name First Name Middle Name
Hao Jing
Street Address 1 Street Address 2
Science Park, Juli Road Xushui District
City State/Province/Country ZIP/Postal Code
Baoding City, Hebei Province CHINA 072550
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
 

Last Name First Name Middle Name
Zhou Dahong
Street Address 1 Street Address 2
Science Park, Juli Road Xushui District
City State/Province/Country ZIP/Postal Code
Baoding City, Hebei Province CHINA 072550
Relationship: x Executive Officer o Director o Promoter
Clarification of Response (if Necessary)
 

Last Name First Name Middle Name
Wai Marco Ku Hon
Street Address 1 Street Address 2
Science Park, Juli Road Xushui District
City State/Province/Country ZIP/Postal Code
Baoding City, Hebei Province CHINA 072550
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
 

 
Last Name First Name Middle Name
Wang Wenbing Christopher
Street Address 1 Street Address 2
Science Park, Juli Road Xushui District
City State/Province/Country ZIP/Postal Code
Baoding City, Hebei Province CHINA 072550
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
 

Last Name First Name Middle Name
Liu Fuzeng
Street Address 1 Street Address 2
Science Park, Juli Road Xushui District
City State/Province/Country ZIP/Postal Code
Baoding City, Hebei Province CHINA 072550
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
 

Last Name First Name Middle Name
Niu Lusha
Street Address 1 Street Address 2
Science Park, Juli Road Xushui District
City State/Province/Country ZIP/Postal Code
Baoding City, Hebei Province CHINA 072550
Relationship: o Executive Officer x Director o Promoter
Clarification of Response (if Necessary)
 

 


4. Industry Group
o Agriculture   Health Care o Retailing
  Banking & Financial Services   o Biotechnology o Restaurants
  o Commercial Banking   o Health Insurance   Technology
  o Insurance   o Hospitals & Physicians   o Computers
  o Investing   o Pharmaceuticals   o Telecommunications
  o Investment Banking   o Other Health Care   o Other Technology
  o Pooled Investment Fund

        Travel
  o Other Banking & Financial Services o Manufacturing   o Airlines & Airports
  Real Estate   o Lodging & Conventions
  o Commercial   o Tourism & Travel Services
  o Construction   o Other Travel
  o REITS & Finance x Other
  o Residential  
  o Other Real Estate  
o Business Services  
  Energy  
  o Coal Mining  
  o Electric Utilities  
  o Energy Conservation  
  o Environmental Services  
  o Oil & Gas  
  o Other Energy  


5. Issuer Size
Revenue Range Aggregate Net Asset Value Range
o No Revenues o No Aggregate Net Asset Value
o $1 - $1,000,000 o $1 - $5,000,000
o $1,000,001 - $5,000,000 o $5,000,001 - $25,000,000
o $5,000,001 - $25,000,000 o $25,000,001 - $50,000,000
o $25,000,001 - $100,000,000 o $50,000,001 - $100,000,000
o Over $100,000,000 o Over $100,000,000
x Decline to Disclose o Decline to Disclose
o Not Applicable o Not Applicable


6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
o Rule 504(b)(1) (not (i), (ii) or (iii)) o Rule 505
o Rule 504 (b)(1)(i) x Rule 506(b)
o Rule 504 (b)(1)(ii) o Rule 506(c)
o Rule 504 (b)(1)(iii) o Securities Act Section 4(a)(5)
  o Investment Company Act Section 3(c)

7. Type of Filing
x New Notice Date of First Sale  2020-04-29 o First Sale Yet to Occur
o Amendment

8. Duration of Offering
Does the Issuer intend this offering to last more than one year? o Yes x No

9. Type(s) of Securities Offered (select all that apply)
o Pooled Investment Fund Interests x Equity
o Tenant-in-Common Securities o Debt
o Mineral Property Securities o Option, Warrant or Other Right to Acquire Another Security
x Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security o Other (describe)
   


10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? o Yes x No
 
Clarification of Response (if Necessary)  
  

11. Minimum Investment
Minimum investment accepted from any outside investor $ 0 USD

12. Sales Compensation
Recipient Recipient CRD Number o None
 Maxim Group LLC  120708
(Associated) Broker or Dealer x None (Associated) Broker or Dealer CRD Number x None
     
Street Address 1 Street Address 2
 405 LEXINGTON AVENUE   
City State/Province/Country ZIP/Postal Code
 NEW YORK,  NEW YORK  10174
State(s) of Solicitation o All States o Foreign/Non-US
 CALIFORNIA
 ILLINOIS
 NEW YORK
 

 



13. Offering and Sales Amounts
Total Offering Amount $ 2552000 USD o Indefinite
Total Amount Sold $ 2552000 USD  
Total Remaining to be Sold $ 0 USD o Indefinite
 
Clarification of Response (if Necessary)
 4,400,000 shares of common stock (CS) in a registered direct offering & warrants in a private placement to buy 4,400,000 shares of CS. Price for each share of CS & warrant is $0.58. Exercise price of warrants is $7.53 per share (subject to adjustment).


14. Investors
o Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of such non-accredited investors who already have invested in the offering
 
  Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: 5


15. Sales Commissions & Finders’ Fees Expenses
Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions $ 178640 USD o Estimate
Finders' Fees $ 0 USD o Estimate
 
Clarification of Response (if Necessary)
  


16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
  $ 0 USD o