Current Report Filing (8-k)

Date : 04/23/2019 @ 12:56PM
Source : Edgar (US Regulatory)
Stock : Glowpoint, Inc. (GLOW)
Quote : 0.94  -0.05 (-5.05%) @ 11:00PM

Current Report Filing (8-k)

 
 
 
 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported):  April 23, 2019
 
GLOWPOINT, INC.
(Exact name of registrant as specified in its charter)
 
 
Delaware
 
001-35376
 
77-0312442
 
 
(State or other jurisdiction
 
(Commission File Number)
 
(IRS Employer
 
 
of incorporation or organization)
 
 
 
Identification No.)
 
 
999 18th Street, Suite 1350S
Denver, Colorado 80202
(Address of principal executive offices, zip code)

(303) 640-3838
(Registrant’s telephone number, including area code)
 
(Former name or former address, if changed since last report.)
  
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a‑12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))




Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter). Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o




Item 8.01. Other Events.
On April 23, 2019, Glowpoint, Inc. (“Glowpoint”) issued a press release (the “Press Release”) announcing that on April 22, 2019, the NYSE American LLC (“NYSE American”) notified Glowpoint that it is now in full compliance with the NYSE American’s continued listing standards set forth in Part 10 of the NYSE American Company Guide and that the “.BC” designation will be removed from the “GLOW” trading symbol effective as of the commencement of trading on April 23, 2019. In addition, Glowpoint will be removed from the list of NYSE American noncompliant issuers on the exchange’s website.

The above description of the Press Release is qualified in its entirety by reference to the Press Release, a copy of which is attached as Exhibit 99.1 to this Current Report on Form 8-K and incorporated herein by reference.

Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
Exhibit No.
Description
Press release dated April 23, 2019.




SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 

 
 
GLOWPOINT, INC.
 
 
 
 
 
 
Date:
April 23, 2019
By:
/s/ Peter Holst
 
 
 
Name: Peter Holst
 
 
 
Title: Chief Executive Officer
 
 
 
 



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