Initial Statement of Beneficial Ownership (3)
December 11 2020 - 5:22PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
DWS Growth Capital LP |
2. Date of Event Requiring Statement (MM/DD/YYYY)
12/1/2020
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3. Issuer Name and Ticker or Trading Symbol
CONTANGO OIL & GAS CO [MCF]
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(Last)
(First)
(Middle)
11 GREENWAY PLAZA, SUITE 3100 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
HOUSTON, TX 77046
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 26381270 | I | See Footnote (1)(2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The reported securities include 9,051,000 shares of common stock, par value $0.04 per share (the "Common Stock") of Contango Oil & Gas Company (the "Company") directly owned by DWS Growth Capital LP ("DWSGC"), 9,838,710 shares of Common Stock directly owned by Avondale Growth Capital LP ("AGC"), 3,000,000 shares of Common Stock directly owned by DWS Capital LP ("DWS Capital"), 2,091,560 shares of Common Stock directly owned by JWS Investment Partnership LP ("JWSIP"), 400,000 shares of Common Stock directly owned by No.4 LP ("No. 4") and 2,000,000 shares of Common Stock directly owned by MD Opportunities LP ("MDO"). DS Investments GP LLC is the general partner of DWSGC, DWS Capital, No. 4 and MDO. KLS GP LLC is the general partner of AGC. Schnitzer WRI GP LLC is the general partner of JWSIP. Ken L. Schnitzer, Jr. is the Manager of KLS GP LLC. Douglas W. Schnitzer is the Manager of DS Investments GP LLC and Schnitzer WRI GP LLC. |
(2) | As a result of the relationships described herein, the Reporting Persons may be deemed a "group" for purposes of the Securities Exchange Act of 1934 and expressly disclaim status as a "group" for purposes hereof. |
Remarks: Each of the Reporting Persons disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, or for any other purpose. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
DWS Growth Capital LP 11 GREENWAY PLAZA, SUITE 3100 HOUSTON, TX 77046 |
| X |
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Avondale Growth Capital LP 11 GREENWAY PLAZA, SUITE 3100 HOUSTON, TX 77046 |
| X |
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DWS Capital LP 11 GREENWAY PLAZA, SUITE 3100 HOUSTON, TX 77046 |
| X |
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No. 4 LP 11 GREENWAY PLAZA, SUITE 3100 HOUSTON, TX 77046 |
| X |
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MD Opportunities LP 11 GREENWAY PLAZA, SUITE 3100 HOUSTON, TX 77046 |
| X |
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DS Investments GP LLC 11 GREENWAY PLAZA, SUITE 3100 HOUSTON, TX 77046 |
| X |
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KLS GP LLC 11 GREENWAY PLAZA, SUITE 3100 HOUSTON, TX 77046 |
| X |
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JWS Investment Partnership LP 11 GREENWAY PLAZA, SUITE 3100 HOUSTON, TX 77046 |
| X |
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Schnitzer WRI GP LLC 11 GREENWAY PLAZA, SUITE 3100 HOUSTON, TX 77046 |
| X |
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Schnitzer Ken L. Jr. 11 GREENWAY PLAZA, SUITE 3100 HOUSTON, TX 77046 |
| X |
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Signatures
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DWS GROWTH CAPITAL LP By: /s/ Jack Kins Name: Jack Kins Its: Authorized Signatory | | 12/11/2020 |
**Signature of Reporting Person | Date |
AVONDALE GROWTH CAPITAL LP By: /s/ Jack Kins Name: Jack Kins Its: Authorized Signatory | | 12/11/2020 |
**Signature of Reporting Person | Date |
DWS CAPITAL LP By: /s/ Jack Kins Name: Jack Kins Its: Authorized Signatory | | 12/11/2020 |
**Signature of Reporting Person | Date |
NO 4 LP. By: /s/ Jack Kins Name: Jack Kins Its: Authorized Signatory | | 12/11/2020 |
**Signature of Reporting Person | Date |
MD OPPORTUNTIES LP By: /s/ Jack Kins Name: Jack Kins Its: Authorized Signatory | | 12/11/2020 |
**Signature of Reporting Person | Date |
DS INVESTMENTS GP LLC By: /s/ Jack Kins Name: Jack Kins Its: Authorized Signatory | | 12/11/2020 |
**Signature of Reporting Person | Date |
KLS GP LLC By: /s/ Jack Kins Name: Jack Kins Its: Authorized Signatory | | 12/11/2020 |
**Signature of Reporting Person | Date |
JWS INVESTMENT PARTNERSHIP LP By: /s/ Jack Kins Name: Jack Kins Its: Authorized Signatory | | 12/11/2020 |
**Signature of Reporting Person | Date |
SCHNITZER WRI GP LLC By: /s/ Jack Kins Name: Jack Kins Its: Authorized Signatory | | 12/11/2020 |
**Signature of Reporting Person | Date |
/s/ KEN L. SCHNITZER, JR. | | 12/11/2020 |
**Signature of Reporting Person | Date |
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