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2020-10-29 0001604738 us-gaap:CommonStockMember 2020-10-29
2020-10-29
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT TO
SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date of
Report (date of earliest event reported):
October 29, 2020
ASHFORD
INC.
(Exact name of
registrant as specified in its charter)
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Nevada
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001-36400
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84-2331507
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(State or
other jurisdiction of incorporation
or
organization)
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(Commission
File Number)
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(IRS
employer
identification number)
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14185
Dallas Parkway
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Suite
1100
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Dallas
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Texas
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75254
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(Address of
principal executive offices)
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(Zip
code)
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Registrant’s
telephone number, including area code: (972) 490-9600
Not
Applicable
(Former
name or former address, if changed since last report)
Check the
appropriate box if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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☐
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Written communications
pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
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☐
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Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange
Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange
Act (17 CFR 240.13e-4(c))
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Indicate by
check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter).
Emerging growth
company ☐
If an emerging
growth company, indicate by check mark if the registrant has
elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
Securities
registered pursuant to Section 12(b) of the Act:
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Title of each
class
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Trading Symbol
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Name of each exchange on
which registered
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Common
Stock
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AINC
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NYSE American
LLC
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Preferred Stock
Purchase Rights
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NYSE American
LLC
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ITEM
7.01 REGULATION FD DISCLOSURE
On October 29,
2020, Ashford Inc. (the “Company”) held an earnings conference call
for its third quarter ended September 30, 2020. A copy of the
conference call transcript is attached hereto as Exhibit 99.1. On
October 28, 2020, the Company filed a Form 8-K that included the
actual earnings release text and supplemental tables.
The information
in this Form 8-K and Exhibits attached hereto shall not be deemed
“filed” for purposes of Section 18 of the Securities Exchange Act
of 1934, nor shall it be deemed incorporated by reference in any
filing under the Securities Act of 1933, except as shall be
expressly set forth by specific reference in such
filing.
ITEM
9.01 FINANCIAL STATEMENTS AND
EXHIBITS
(d) Exhibits
Exhibit
Number Description
SIGNATURE
Pursuant to the
requirements of Section 12 of the Securities Exchange Act of
1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly
authorized.
Dated: October
29, 2020
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ASHFORD INC.
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By:
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/s/ ROBERT G.
HAIMAN
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Robert G. Haiman
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Executive Vice President,
General Counsel & Secretary
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