Current Report Filing (8-k)
October 14 2021 - 9:06AM
Edgar (US Regulatory)
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2021-10-13
2021-10-13
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of report (Date of earliest event reported): October 13, 2021
SINTX
Technologies, Inc.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
001-33624
|
|
84-1375299
|
(State
or other jurisdiction
of
incorporation)
|
|
(Commission
File
Number)
|
|
(IRS
Employer
Identification
No.)
|
1885
West 2100 South
Salt
Lake City, UT
|
|
84119
|
(Address
of principal executive offices)
|
|
(Zip
Code)
|
Registrant’s
telephone number, including area code: (801) 839-3500
(Former
Name or Former Address, if Changed Since Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
☐
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
|
☐
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
|
☐
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
|
☐
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class:
|
|
Trading
Symbol(s):
|
|
Name
of each exchange on which registered:
|
Common
Stock, par value $0.01 per share
|
|
SINT
|
|
The
NASDAQ Capital Market
|
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405
of this chapter) or Rule 12b–2 of the Securities Exchange Act of 1934 (§ 240.12b–2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
5.07 Submission of Matters to a Vote of Security Holders
On
October 13, 2021, SINTX Technologies, Inc. held its reconvened 2021 annual meeting of stockholders at which the following matters were
voted on:
Proposal
No. 1: A proposal to elect one Class I director to hold office for a term expiring at the annual meeting of stockholders to be held
in 2024 or until his respective successor is elected and qualified. This proposal was approved.
Nominee
|
|
Votes For
|
|
|
Votes Withheld
|
|
|
Broker Non-vote
|
|
Mark Froimson
|
|
|
3,965,763
|
|
|
|
602,214
|
|
|
|
6,823,938
|
|
There
were no abstentions with respect to the election of directors.
Proposal
No. 2: A proposal to ratify the Audit Committee’s appointment of Tanner LLC as the Company’s independent registered public
accounting firm for the year ending December 31, 2021. This proposal was ratified.
For
|
|
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Against
|
|
|
Abstain
|
|
|
Broker Non-vote
|
|
|
10,648,415
|
|
|
|
349,696
|
|
|
|
393,804
|
|
|
|
-
|
|
Proposal
No. 3: A proposal to adopt, on an advisory basis, a non-binding resolution approving the compensation of the Company’s named
executive officers, as described in the Proxy Statement under “Executive Compensation.” This proposal was adopted.
For
|
|
|
Against
|
|
|
Abstain
|
|
|
Broker Non-vote
|
|
|
2,419,849
|
|
|
|
2,062,595
|
|
|
|
85,533
|
|
|
|
6,823,938
|
|
Proposal
No. 4: A proposal to approve one or more adjournments of the annual meeting, if necessary or appropriate, to solicit additional proxies
if there are insufficient votes at the time of the meeting to adopt one or more of the foregoing proposals. This proposal was approved.
For
|
|
|
Against
|
|
|
Abstain
|
|
|
Broker Non-vote
|
|
|
9,504,196
|
|
|
|
1,777,765
|
|
|
|
109,954
|
|
|
|
-
|
|
Item
8.01 Other Events.
On
October 14, 2021, the Company issued a press release with respect to its Q3 2021 Revenue Update. A copy of this press release is filed
herewith as Exhibit 99.1 and is incorporated herein by reference.
Item
9.01 Financial Statements and Exhibits.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
|
SINTX
TECHNOLOGIES, INC.
|
|
|
Date:
October 14, 2021
|
/s/
B. Sonny Bal
|
|
B.
Sonny Bal
|
|
President
and Chief Executive Officer
|
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