Current Report Filing (8-k)
August 16 2021 - 12:27PM
Edgar (US Regulatory)
0001396536
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0001396536
2021-08-12
2021-08-12
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
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CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
August 12, 2021
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Duos Technologies Group, Inc.
(Exact name of registrant as specified in its
charter)
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Florida
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001-39227
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65-0493217
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(State or Other Jurisdiction
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(Commission
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(I.R.S. Employer
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of Incorporation)
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File Number)
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Identification No.)
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6622 Southpoint Drive S., Suite 310, Jacksonville,
Florida 32216
(Address of Principal Executive Offices) (Zip
Code)
(904) 652-1601
(Registrant’s telephone number, including
area code)
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock (par value $0.001 per share)
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DUOT
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The Nasdaq Stock Market LLC
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02
Results of Operations and Financial Condition.
On August 12, 2021, Duos Technologies Group,
Inc. (the "Company") issued a press release announcing the financial and operating results of the Company for the quarter
and six months ended June 30, 2021. The text of the press release is furnished as Exhibit 99.1 and incorporated herein by
reference.
Additionally,
on August 12, 2021, the Company held an earnings phone call open to the public (the "Earnings Call"). Mr. Chuck Ferry, the Company's
Chief Executive Officer, along with Mr. Adrian G. Goldfarb, the Company's Chief Financial Officer, discussed the financial and operating
results of the Company for the quarter and six months ended June 30, 2021. The transcript of the Earnings Call is furnished as Exhibit
99.2 and incorporated herein by reference.
Item 7.01
Regulation FD Disclosure.
The information
set forth in Item 2.02 of this Current Report on Form 8-K is incorporated by reference into this Item 7.01.
Cautionary
Note Regarding Forward-Looking Statements
This Current
Report on Form 8-K includes information that may constitute forward-looking statements. These forward-looking statements are based on
the Company's current beliefs, assumptions and expectations regarding future events, which in turn are based on information currently
available to the Company. By their nature, forward-looking statements address matters that are subject to risks and uncertainties. Forward-looking
statements include, without limitation, statements relating to projected industry growth rates, the Company's current growth rates and
the Company's present and future cash flow position. A variety of factors could cause actual events and results, as well as the Company's
expectations, to differ materially from those expressed in or contemplated by the forward-looking statements. Risk factors affecting the
Company are discussed in detail in the Company's filings with the Securities and Exchange Commission. The Company undertakes no obligation
to publicly update or revise any forward-looking statement, whether as a result of new information, future events or otherwise, except
to the extent required by applicable law.
The information
in Item 2.02 and Item 7.01 of this Current Report on Form 8-K, including Exhibits 99.1 and 99.2, is being furnished and shall not be deemed
"filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities
of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as
expressly set forth by specific reference in such filing.
The press
release and transcript of the Earnings Call may also be found on our website at https://duostechnologies.com.
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Item 9.01
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Financial Statements and Exhibits.
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(d) Exhibits
SIGNATURES
Pursuant to the requirements of the Securities Exchange
Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
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DUOS TECHNOLOGIES GROUP, INC.
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Dated: August 16, 2021
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By:
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/s/ Adrian Goldfarb
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Adrian Goldfarb
Chief Financial Officer
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