Current Report Filing (8-k)
June 09 2021 - 4:35PM
Edgar (US Regulatory)
0001783180
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0001783180
2021-06-09
2021-06-09
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
June 9, 2021
CARRIER GLOBAL CORPORATION
(Exact name of registrant as specified in its charter)
Delaware
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001-39220
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83-4051582
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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13995 Pasteur Boulevard
Palm Beach Gardens, Florida 33418
(Address of principal executive offices, including
zip code)
(561) 365-2000
(Registrant’s telephone number, including
area code)
N/A
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following provisions:
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock ($0.01 par value)
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CARR
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New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
(§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act. ☐
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Item 5.02.
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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of
Certain Officers.
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(d) Election of Director.
The Board of Directors of Carrier Global
Corporation (the “Company”) appointed Beth A. Wozniak as an independent director effective June 9, 2021, with a term
expiring at the 2022 Annual Meeting of Shareowners. The Board also appointed Ms. Wozniak to the Board’s Governance
Committee.
The appointment of Ms. Wozniak was not
pursuant to any arrangement or understanding between Ms. Wozniak and any third party. As of the date of this report, neither Ms.
Wozniak, nor any of her immediate family members, is a party, either directly or indirectly, to any transaction that is required to
be reported pursuant to Item 404(a) of Regulation S-K.
Ms. Wozniak will be compensated consistent with
the Company’s compensation programs for non-employee directors.
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Item 9.01.
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Financial Statements and Exhibits.
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(d) Exhibits.
SIGNATURE
Pursuant to the requirements of the Securities Exchange
Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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CARRIER GLOBAL CORPORATION
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Date: June 9, 2021
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By:
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/s/ Mark G. Thompson
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Mark G. Thompson
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Vice President, Secretary & Deputy Legal Officer
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