FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Fyfield Mai
2. Issuer Name and Ticker or Trading Symbol

ROKU, INC [ ROKU ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

C/O ROKU, INC., 1155 COLEMAN
3. Date of Earliest Transaction (MM/DD/YYYY)

5/24/2021
(Street)

SAN JOSE, CA 95110
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 5/24/2021  M  307 A$35.99 307 D  
Class A Common Stock 5/24/2021  S  307 (1)D$332.56 0 D  
Class A Common Stock 5/24/2021  M  1481 A$0.0 1481 D  
Class A Common Stock 5/25/2021  S  447 (2)D$349.41 1034 D  
Class A Common Stock 5/26/2021  S  1034 (1)D$348.88 0 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy) $35.99 5/24/2021  M     307   (3)5/23/2028 Class A Common Stock 307 $35.99 0 D  
Restricted Stock Unit $0.0 5/24/2021  M     1481  5/24/2021 (4) (4)Class A Common Stock 1481 $0.0 0 D  

Explanation of Responses:
(1) Shares sold pursuant to Ms. Fyfield's 10b5-1 plan.
(2) These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.
(3) This option vests in 36 equal monthly installments. The first installment vested on 6/24/2018.
(4) This RSU was granted on 5/24/2018 and vests annually over three years on each anniversary of the grant date.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Fyfield Mai
C/O ROKU, INC.
1155 COLEMAN
SAN JOSE, CA 95110
X



Signatures
/s/ Christy Lillquist, attorney-in-fact5/26/2021
**Signature of Reporting PersonDate

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