Current Report Filing (8-k)
April 28 2021 - 4:36PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): April 22, 2021
HARVEST
HEALTH & RECREATION INC.
(Exact
name of registrant as specified in its charter)
British
Columbia
(State
or other jurisdiction of incorporation)
|
000-56224
|
|
84-3264202
|
|
(Commission
File Number)
|
|
(IRS
Employer Identification No.)
|
|
1155
W. Rio Salado Parkway, Suite 201
Tempe,
Arizona
|
|
85281
|
|
(Address
of principal executive offices)
|
|
(Zip
Code)
|
(480)-494-2261
(Registrant’s
telephone number, including area code)
Not
Applicable
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
|
[ ]
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
|
|
|
[ ]
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
|
|
|
[ ]
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
|
|
|
[ ]
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Securities
registered pursuant to Section 12(b) of the Act:
|
Title
of each class
|
|
Trading
Symbol(s)
|
|
Name
of each exchange on which registered
|
|
N/A
|
|
|
|
|
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company [X]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [X]
|
Item
3.02
|
Unregistered
Sales of Equity Securities
|
On
April 22, 2021, a private investor exercised a warrant to purchase 26,000 Multiple Voting Shares, no par value per share (“MVS”),
of Harvest Health & Recreation Inc. (the “Company”) resulting in the issuance by the Company of 26,000 MVS. The Company
received USD$2,729,854.70 cash proceeds as a result of the exercise. The issuance of the shares of the MVS was made by the Company pursuant
to the exemption from the registration requirements of the Securities Act of 1933, as amended, contained in Section 4(a)(2) and Regulation
D promulgated thereunder or Regulation S promulgated thereunder, as applicable, each for transactions by an issuer not involving a public
offering.
SIGNATURE
Pursuant
to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed
on its behalf by the undersigned hereunto duly authorized.
|
|
HARVEST
HEALTH & RECREATION INC.
|
|
|
(Registrant)
|
|
|
|
|
|
|
By:
|
/s/
Steven M. White
|
|
|
|
Steven
M. White
|
|
|
|
Chief
Executive Officer
|
Dated:
April 28, 2021