CCUR CCUR Holdings Inc (CE)

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

SCHEDULE 13E–3/A

(Rule 13e–100)

(Amendment No. 4)

RULE 13E–3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE

SECURITIES EXCHANGE ACT OF 1934

CCUR HOLDINGS, INC.

(Name of the Issuer)

CCUR Holdings Inc.

JDS1, LLC

Igor Volshteyn

Matthew Gerritsen

David Nicol

Robert Pons

Steven G. Singer

(Name of Person(s) Filing Statement)

Common Stock, par value $0.01 per share

(Title of Class of Securities)

12509 F 107

(CUSIP Number of Class of Securities)

Igor Volshteyn

President and Chief Operating Officer

CCUR Holdings, Inc.

6470 East Johns Crossing, Suite 490

Duluth, Georgia 30097

(770) 305–6434

 (Name, address and telephone number of person authorized to receive notices and communications on behalf of the person(s) filing statement)

with a copy to:

Gregory Sichenzia, Esq.

James M. Turner, Esq.

Sichenzia Ross Ference LLP

1185 Avenue of the Americas, 37^th Floor

New York, New York 10036

(212) 930–9700

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This statement is filed in connection with (check the appropriate box):

Check the following box if the soliciting materials or information statement referred to in the checking box (a) are preliminary copies: ☐

Check the following box if the filing is a final amendment reporting the results of the transaction:     ☒

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CALCULATION OF FILING FEE

Amount Previously Paid: $381.85	Form or Registration No.: Schedule 13E-3
Filing Party: CCUR Holdings, Inc.	Date Filed: December 28, 2020

INTRODUCTION

This Amendment No. 4 (this “Final Amendment”) to the Transaction Statement on Schedule 13E-3 (as originally filed on December 28, 2020 and subsequently amended, the “Transaction Statement”) is being filed by CCUR Holdings, Inc., a Delaware corporation (“CCUR” or the “Company”), and JDS1, LLC, Igor Volshteyn, Matthew Gerritsen, David Nicol, Robert Pons and Steven G. Singer (collectively, and together with CCUR, the “Filing Persons”) under Section 13(e) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), in order to report the results of the Rule 13e-3 transaction described below.  Except as set forth in this Amendment No. 4, all information in this Transaction Statement remains unchanged.

On December 21, 2020, the Company filed a preliminary information statement on Schedule 14C (the “Original Information Statement”) pursuant to Regulation 14C under the Exchange Act, describing the Company’s intent to effect a reverse stock split of the Company’s common stock, par value $0.01 per share (the “Common Stock”) at an exchange ratio of 1-for-3,000 (the “Reverse Stock Split”).  On February 24, 2021, the Company filed an Amendment No. 1 to the Original Information Statement pursuant to Regulation 14C under the Exchange Act with respect to the Reverse Stock Split. On March 3, 2021, the Company filed an Amendment No. 2 to the Original Information Statement pursuant to Regulation 14C under the Exchange Act with respect to the Reverse Stock Split. On March 26, 2021, the Company filed a definitive information statement on Schedule 14C pursuant to Regulation 14C under the Exchange Act with respect to the Reverse Stock Split.

The Reverse Stock Split became effective at 12:01 a.m. on April 22, 2021 (the “Reverse Stock Split Effective Time”). At the Reverse Split Effective Time, every 3,000 shares of Common Stock then-issued and outstanding were automatically combined into one share of Common Stock, without any change in the par value per share or the number of shares authorized.  Stockholders who held fewer than 3,000 shares of existing Common Stock at the Reverse Stock Split Effective Time received cash in the amount of $2.86 per share of existing pre-reverse split Common Stock and ceased to be stockholders of the Company. Stockholders who held more than 3,000 shares of existing Common Stock at the Reverse Stock Split Effective Time received one share of post-split Common Stock for each 3,000 shares of existing Common Stock held on the Reverse Stock Split Effective Date and cash in lieu of any fractional share of new Common Stock that such holder would otherwise been entitled to receive on the basis of $2.86 per share of existing Common Stock.

Immediately following the Reverse Stock Split, the total number of shares of the Company’s Common Stock issued and outstanding was approximately 2,883 and the number of holders of record of the Company’s Common Stock was approximately 205.

SIGNATURE

After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

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