Statement of Changes in Beneficial Ownership (4)
April 14 2021 - 4:21PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Buckingham Lisa |
2. Issuer Name and Ticker or Trading Symbol
AMERICAN INTERNATIONAL GROUP, INC.
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AIG
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) EVP Ent Desgn and L&R Sep |
(Last)
(First)
(Middle)
AMERICAN INTERNATIONAL GROUP, INC., 175 WATER STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/12/2021 |
(Street)
NEW YORK, NY 10038
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
2021 Restricted Stock Units | (1) | 4/12/2021 | | A | | 9160.0000 (2) | | (2) | (2) | Common Stock | 9160.0000 | $0.0000 | 9160.0000 | D | |
2021 Stock Options (Right to Buy) | $47.1600 | 4/12/2021 | | A | | 33549.0000 | | 1/1/2024 | 4/12/2031 | Common Stock | 33549.0000 | $0.0000 | 33549.0000 | D | |
Restricted Stock Units | (1) | 4/12/2021 | | A | | 56832.0000 (3) | | (3) | (3) | Common Stock | 56832.0000 | $0.0000 | 56832.0000 | D | |
Sign-on Restricted Stock Units | (1) | 4/12/2021 | | A | | 25258.0000 (4) | | (4) | (4) | Common Stock | 25258.0000 | $0.0000 | 25258.0000 | D | |
Explanation of Responses: |
(1) | The 2021 Restricted Stock Units, Restricted Stock Units and Sign-on Restricted Stock Units convert to AIG Common Stock on a 1-to-1 basis. |
(2) | Represents the grant of 2021 Restricted Stock Units. The 2021 Restricted Stock Units vest on January 1, 2024, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock. |
(3) | Represents the grant of Restricted Stock Units. 27,784 of the Restricted Stock Units vest on April 12, 2022, and 29,048 on March 1, 2023, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock. |
(4) | Represents the grant of Sign-on Restricted Stock Units. The Sign-on Restricted Stock Units vest fifty percent on April 12, 2022, and fifty percent on April 1, 2023, subject to the reporting person's continued employment through the vesting date, and are settled in shares of AIG Common Stock. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Buckingham Lisa AMERICAN INTERNATIONAL GROUP, INC. 175 WATER STREET NEW YORK, NY 10038 |
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| EVP Ent Desgn and L&R Sep |
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Signatures
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/s/ Alanna Franco, attorney-in-fact | | 4/14/2021 |
**Signature of Reporting Person | Date |
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