Statement of Changes in Beneficial Ownership (4)
April 01 2021 - 6:41PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Wolf Kurt James |
2. Issuer Name and Ticker or Trading Symbol
GameStop Corp.
[
GME
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
C/O GAMESTOP CORP., 625 WESTPORT PARKWAY |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/30/2021 |
(Street)
GRAPEVINE, TX 76051
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Class A Common Stock | 3/30/2021 | | J(1) |
V
| 91000 | D | (1) | 0 | I | Hestia Capital Management, LLC (1)(2) |
Class A Common Stock | | | | | | | | 318600 | I | Hestia Capital Partners, LP (2)(3) |
Class A Common Stock | | | | | | | | 50689 (4) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | Shares held in a separately managed account for the benefit of a customer, of which Hestia Capital Management, LLC ("Hestia LLC") served as the investment sub-manager. Mr. Wolf serves as the managing member of Hestia LLC. Pursuant to a notice of termination dated March 30, 2021 from the customer, on such date Hestia LLC ceased to serve as the investment sub-manager to the separately managed account and control of the separately managed account, along with the underlying shares, were returned to the customer. As such, these shares are no longer deemed to be beneficially owned by Hestia LLC or Mr. Wolf. |
(2) | Mr. Wolf disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that Mr. Wolf is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
(3) | Shares beneficially owned directly by Hestia Capital Partners, LP ("Hestia Fund"). Hestia LLC, as the general partner of the Hestia Fund, and Mr. Wolf, as the managing member of Hestia LLC, may also be deemed the beneficial owner of these shares. |
(4) | Includes 21,400 shares beneficially owned jointly with Mr. Wolf's wife. Mr. Wolf and his wife have not sold any directly held shares. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Wolf Kurt James C/O GAMESTOP CORP. 625 WESTPORT PARKWAY GRAPEVINE, TX 76051 | X |
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Signatures
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/s/ Tess Halbrooks, as Attorney-in-Fact | | 4/1/2021 |
**Signature of Reporting Person | Date |
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