Statement of Changes in Beneficial Ownership (4)
March 30 2021 - 5:24PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Barnard Stephen J |
2. Issuer Name and Ticker or Trading Symbol
Mission Produce, Inc.
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AVO
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) PRESIDENT AND CEO |
(Last)
(First)
(Middle)
C/O MISSION PRODUCE, INC., 2710 CAMINO DEL SOL |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/30/2021 |
(Street)
OXNARD, CA 93030
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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COMMON STOCK | 3/30/2021 | | P | | 11200 | A | $17.60 (1) | 11200 | I (2) | Barnard Family Trust |
COMMON STOCK | | | | | | | | 2009556 | I (2) | STEPHEN J. BARNARD GT TRUST |
COMMON STOCK | | | | | | | | 1115808 | I (3) | BARNARD PROPERTIES, LLC |
COMMON STOCK | | | | | | | | 2009556 | I (2) | SHELLY R. BARNARD GT TRUST |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The price reported is the average weighted price. The shares were sold in multiple transactions at prices ranging from $17.30 to $17.80, inclusive. The reporting person undertakes to provide to the SEC, the Issuer and any security holder, the full information regarding the number of shares and the prices at which the shares were sold. |
(2) | Mr. Barnard is a trustee of these trusts and family members are beneficiaries. Mr. Barnard disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest. |
(3) | Mr. Barnard disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Barnard Stephen J C/O MISSION PRODUCE, INC. 2710 CAMINO DEL SOL OXNARD, CA 93030 | X |
| PRESIDENT AND CEO |
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Signatures
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/s/ Jeremy B. Warren, Attorney-in-Fact for Stephen J. Barnard | | 3/30/2021 |
**Signature of Reporting Person | Date |
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