Statement of Changes in Beneficial Ownership (4)
March 19 2021 - 5:17PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Goodman Anthony Brian |
2. Issuer Name and Ticker or Trading Symbol
Golden Matrix Group, Inc.
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GMGI
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Executive Officer |
(Last)
(First)
(Middle)
3651 LINDELL RD STE D131 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/3/2018 |
(Street)
LAS VEGAS, NV 89103
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | | | | | | | | 685205 | D | |
Common Stock | | | | | | | | 7470483 | I | Through Luxor Capital LLC (1) |
Series B Voting Preferred Stock (2) | | | | | | | | 1000 | I | Through Luxor Capital LLC (1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (right to buy) | $0.0066 | 1/3/2018 | | A | | 5400000 | | (3) | 6/30/2021 | Common Stock | 5400000 | $0 (4) | 5400000 | D | |
Stock Option (right to buy) | $0.9075 | 9/19/2019 | | A | | 2700000 | | (3) | 9/18/2021 | Common Stock | 2700000 | $0 (4) | 2700000 | D | |
Explanation of Responses: |
(1) | Luxor Capital LLC is wholly-owned by Mr. Goodman as such he is deemed to beneficially own the securities held by such entity. |
(2) | The holder of the shares of the Series B Voting Preferred Stock has the right to vote those shares of the Series B Voting Preferred Stock regarding any matter or action that is required to be submitted to the shareholders of the Issuer for approval. The vote of each share of the Series B Voting Preferred Stock (i.e., each of the 1,000 shares) is equal to and counted as 4 times the votes of all of the shares of the Issuer's other voting shares. |
(3) | The option vests in three installments, with 33% vesting every six months after the grant date, subject to the Reporting Person's continued performance of services for the Issuer through each vesting date. |
(4) | Issued in consideration for services to be rendered as a member of the Board of Directors and as an officer of the Issuer. Granted under the issuer's 2018 Equity Incentive Plan. Exempt pursuant to Rule 16b3(d). |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Goodman Anthony Brian 3651 LINDELL RD STE D131 LAS VEGAS, NV 89103 | X | X | Chief Executive Officer |
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Luxor Capital LLC 3651 LINDELL RD STE D131 LAS VEGAS, NV 89103 |
| X |
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Signatures
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/s/ Anthony B. Goodman | | 3/19/2021 |
**Signature of Reporting Person | Date |
/s/ Anthony B. Goodman, as Managing Member of Luxor Capital LLC | | 3/19/2021 |
**Signature of Reporting Person | Date |