Initial Statement of Beneficial Ownership (3)
February 19 2021 - 5:10PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Jones Josh |
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/11/2021
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3. Issuer Name and Ticker or Trading Symbol
Caesars Entertainment, Inc. [CZR]
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(Last)
(First)
(Middle)
100 W. LIBERTY ST., 12TH FLOOR |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Marketing Officer / |
(Street)
RENO, NV 89501
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 4944 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Restricted Stock Units | (1) | (1) | Common Stock | 3198.0 | (2) | D | |
Restricted Stock Units | (3) | (3) | Common Stock | 2253.0 | (2) | D | |
Restricted Stock Units | (4) | (4) | Common Stock | 2245.0 | (2) | D | |
Restricted Stock Units | (5) | (5) | Common Stock | 37128.0 | (2) | D | |
Restricted Stock Units | (6) | (6) | Common Stock | 2933.0 | (2) | D | |
Explanation of Responses: |
(1) | The restricted stock units were granted on January 25, 2019 pursuant to the 2015 Equity Incentive Plan and these restricted stock units will vest on January 25, 2022. |
(2) | The restricted stock units convert into common stock on a one-for-one basis. |
(3) | The restricted stock units were granted on January 24, 2020 pursuant to the 2015 Equity Incentive Plan and these restricted stock units will vest on January 24, 2023. |
(4) | The restricted stock units were granted on August 20, 2020 pursuant to the 2015 Equity Incentive Plan and these restricted stock units will vest in equal installments on each of August 20, 2021, August 20, 2022, and August 20, 2023. |
(5) | The restricted stock units were granted on August 20, 2020 pursuant to the 2015 Equity Incentive Plan and these restricted stock units will vest on August 20, 2023. |
(6) | The restricted stock units were granted on January 29, 2021 pursuant to the 2015 Equity Incentive Plan and these restricted stock units will vest in equal installments on each of January 29, 2022, January 29, 2023, and January 29, 2024. |
Remarks: Exhibit List: Exhibit 24 - Power of Attorney |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Jones Josh 100 W. LIBERTY ST., 12TH FLOOR RENO, NV 89501 |
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| Chief Marketing Officer |
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Signatures
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/s/ Jill Eaton
by power of attorney | | 2/19/2021 |
**Signature of Reporting Person | Date |
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