Initial Statement of Beneficial Ownership (3)
February 12 2021 - 4:54PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Aggarwal Arjun |
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/8/2021
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3. Issuer Name and Ticker or Trading Symbol
Desktop Metal, Inc. [DM]
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(Last)
(First)
(Middle)
C/O DESKTOP METAL, INC., 63 3RD AVENUE |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Product Officer / |
(Street)
BURLINGTON, MA 01803
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option | (1) | 11/30/2027 | Class A Common Stock | 103803 | $2.4566 | D | |
Stock Option | (2) | 12/31/2027 | Class A Common Stock | 25317 | $2.4566 | D | |
Stock Option | (2) | 2/26/2028 | Class A Common Stock | 47956 | $2.4566 | D | |
Stock Option | (3) | 3/31/2029 | Class A Common Stock | 61060 | $3.3409 | D | |
Stock Option | (3) | 5/7/2029 | Class A Common Stock | 30530 | $3.3409 | D | |
Stock Option | (4) | 6/10/2030 | Class A Common Stock | 91590 | $1.4002 | D | |
Stock Option | (5) | 7/16/2030 | Class A Common Stock | 22786 | $1.4002 | D | |
Stock Option | (5) | 8/4/2030 | Class A Common Stock | 38274 | $1.4002 | D | |
Explanation of Responses: |
(1) | The stock option vested with respect to 25% of the underlying shares on December 1, 2018, and vests with respect to the remaining shares in 36 equally monthly installments thereafter. |
(2) | The stock option vested with respect to 25% of the underlying shares on February 27, 2019, and vests with respect to the remaining shares in 36 equally monthly installments thereafter. |
(3) | The stock option vested with respect to 25% of the underlying shares on May 8, 2020, and vests with respect to the remaining shares in 36 equally monthly installments thereafter. |
(4) | The stock option vests with respect to 25% of the underlying shares on June 11, 2021, and vests with respect to the remaining shares in 36 equally monthly installments thereafter. |
(5) | The stock option vested with respect to 25% of the underlying shares on August 5, 2021, and vests with respect to the remaining shares in 36 equally monthly installments thereafter. |
Remarks: Exhibit 24 - Power of Attorney. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Aggarwal Arjun C/O DESKTOP METAL, INC. 63 3RD AVENUE BURLINGTON, MA 01803 |
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| Chief Product Officer |
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Signatures
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/s/ Meg Broderick, Attorney-in-Fact | | 2/12/2021 |
**Signature of Reporting Person | Date |
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