Amended Statement of Ownership (sc 13g/a)
February 12 2021 - 2:03PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G/A
Under the Securities
Exchange Act of 1934
(Amendment No. 32)*
SERVOTRONICS,
INC.
(Name of Issuer)
Common
Stock, par value $0.20 per share
(Title of Class of Securities)
81773232
10 0
(CUSIP Number)
December
31, 2020
(Date of Event which Requires Filing of this Statement)
Check the appropriate
box to designate the rule pursuant to which this Schedule is filed:
* The remainder of
this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover
page.
The
information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section
18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 81773232 10 0
|
SCHEDULE 13G
|
Page 2 of 5 Pages
|
1
|
Names
of Reporting Persons
Servotronics,
Inc. Employee Stock Ownership Trust
|
2
|
Check
the Appropriate Box if a Member of a Group
(See
Instructions)
|
(a) ¨
(b) ¨
|
3
|
SEC
Use Only
|
4
|
Citizenship
or Place of Organization
New
York
|
Number
Of
Shares
Beneficially
Owned
By
Each
Reporting
Person
With
|
5
|
Sole
Voting Power
71,744
|
6
|
Shared
Voting Power
0
|
7
|
Sole
Dispositive Power
398,283
|
8
|
Shared
Dispositive Power
0
|
9
|
Aggregate
Amount Beneficially Owned by Each Reporting Person
470,027
|
10
|
Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
|
¨
|
11
|
Percent
of Class Represented by Amount in Row (9)
19.4%
|
12
|
Type
of Reporting Person (See Instructions)
EP
|
CUSIP No. 81773232 10 0
|
SCHEDULE 13G
|
Page 3 of 5 Pages
|
AMENDMENT
NO. 32
TO
SCHEDULE 13G
SERVOTRONICS,
INC.
Item
1(a)
|
Name
of Issuer:
|
Servotronics,
Inc.
Item
1(b)
|
Address
of Issuer's Principal Executive Offices:
|
1110
Maple Street, Elma, New York 14059
Item
2(a)
|
Name
of Person Filing:
|
Servotronics,
Inc. Employee Stock Ownership Trust (the “ESOT”)
Item
2(b)
|
Address
of Principal Business Office:
|
1110
Maple Street, Elma, New York 14059
The
ESOT is a trust organized in the State of New York.
Item
2(d)
|
Title
of Class of Securities:
|
Common
Stock, $.20 par value
81773232
10 0
Item
3
|
This
Statement is Filed Pursuant to Rule 13d-1(b) by an:
|
|
(f)
|
x
|
An
employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F).
|
Item
4
|
Ownership
(as of December 31, 2018):
|
|
(a)
|
Amount
Beneficially Owned:
|
501,941
20.2%
|
(c)
|
The
ESOT has sole dispositive power with respect to 501,941 shares and sole voting power
with respect to approximately 87,426 shares.
|
CUSIP No. 81773232 10 0
|
SCHEDULE 13G
|
Page 4 of 5 Pages
|
Item
5
|
Ownership
of Five Percent or Less of a Class:
|
Not
applicable.
Item
6
|
Ownership
of More than Five Percent on Behalf of Another Person:
|
Not
applicable.
Item
7
|
Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported on by
the Parent Holding Company or Control Person:
|
Not
applicable.
Item
8
|
Identification
and Classification of Members of the Group:
|
Not
applicable.
Item
9
|
Notice
of Dissolution of Group:
|
Not
applicable.
By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held
in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant
in any transaction having that purpose or effect.
CUSIP No. 81773232 10 0
|
SCHEDULE 13G
|
Page 5 of 5 Pages
|
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated:
February 12, 2021
|
SERVOTRONICS, INC. EMPLOYEE STOCK OWNERSHIP TRUST
|
|
|
|
|
By:
|
/s/
|
Kenneth D. Trbovich, Trustee
|
|
|
|
|
Kenneth D. Trbovich, a Trustee
|
Servotronics (AMEX:SVT)
Historical Stock Chart
From Mar 2024 to Apr 2024
Servotronics (AMEX:SVT)
Historical Stock Chart
From Apr 2023 to Apr 2024