Amended Current Report Filing (8-k/a)
February 11 2021 - 8:02AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM
8-K/A
(Amendment
No. 1)
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): February 9, 2021
Future
FinTech Group Inc.
(Exact
name of registrant as specified in its charter)
Florida
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001-34502
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98-0222013
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(State or other jurisdiction
of incorporation)
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(Commission File
Number)
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(IRS Employer
Identification No.)
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Americas
Tower, 1177 Avenue of The Americas,
Suite 5100, New York, NY 10036
(Address
of principal executive offices, including zip code)
888-622-1218
(Registrant’s
telephone number, including area code)
N/A
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
☐
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Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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Common Stock, par
value $0.001 per share
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FTFT
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Nasdaq Stock Market
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Explanatory
Note
As
previously reported in a Current Report on Form 8-K, filed on February 10, 2021 (the “Form 8-K”), Future FinTech Group
Inc. (the “Company”), entered into a Securities Purchase Agreement (the “Purchase Agreement”) with certain
purchasers identified on the signature page thereto (the “Purchasers”), pursuant to which the Company will sell to
the Purchasers in a registered direct offering, an aggregate of 2,000,000 shares (the “Shares”) of its common stock,
par value $0.001 per share (“Common Stock”) at a purchase price of $5.95 per share, for aggregate gross proceeds to
the Company of $11,900,000, before deducting fees to the placement agent and other estimated offering expenses payable by the
Company (the “Offering”).
This
Amendment No. 1 to Form 8-K (the “Amendment”) is being filed solely to supplement the exhibits to the Form 8-K with
a copy of the opinion of FisherBroyles, LLP relating to the validity of the Shares issued in the Offering. A copy of the opinion
is filed as Exhibit 5.1 hereto. Except as expressly described herein, this Amendment does not change any of the disclosure contained
in the Form 8-K.
Item 9.01
Financial Statements and Exhibits
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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Future FinTech Group Inc.
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Date: February 11, 2021
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By:
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/s/
Shanchun Huang
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Name:
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Shanchun Huang
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Title:
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Chief Executive Officer
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2
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