Current Report Filing (8-k)
January 25 2021 - 9:16AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported) January 25, 2021 (January 25, 2021)
Nxt-ID,
Inc.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
001-36616
|
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46-0678374
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(State
or other jurisdiction
of incorporation)
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|
(Commission
File Number)
|
|
(IRS
Employer
Identification No.)
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Nxt-ID,
Inc.
288
Christian Street
Hangar
C 2nd Floor
Oxford,
CT 06478
(Address
of principal executive offices) (Zip Code)
Registrant’s
telephone number, including area code: (203) 266-2103
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
☐
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
☐
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which
registered
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Common
Stock, par value $0.0001
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NXTD
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The
Nasdaq Stock Market LLC
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On
January 25, 2021, Nxt-ID, Inc. (the “Company”) issued a press release providing a general update on the status of
the Company’s business. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
Forward-Looking
Statements
This
Current Report on Form 8-K and Exhibit 99.1 contain forward-looking statements. Forward-looking statements include, but are not
limited to, statements that express the Company’s intentions, beliefs, expectations, strategies, predictions or any other
statements related to the Company’s future activities, or future events or conditions. These statements are based on current
expectations, estimates and projections about the Company’s business based, in part, on assumptions made by its management.
These statements are not guarantees of future performances and involve risks, uncertainties and assumptions that are difficult
to predict. Therefore, actual outcomes and results may differ materially from what is expressed or forecasted in the forward-looking
statements due to numerous factors, including those risks discussed in the Company’s Annual Report on Form 10-K, and in
other documents that the Company files from time to time with the Securities and Exchange Commission. Any forward-looking statements
speak only as of the date on which they are made, and the Company undertakes no obligation to update any forward-looking statement
to reflect events or circumstances after the date of this Form 8-K, except as required by law.
Item 9.01
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Financial
Statements and Exhibits.
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(d) Exhibits.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Date:
January 25, 2021
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Nxt-ID,
Inc.
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By:
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/s/
Vincent S. Miceli
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Name:
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Vincent
S. Miceli
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Title:
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Chief
Executive Officer
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2
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