Current Report Filing (8-k)
December 18 2020 - 4:31PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act Of
1934
Date of
Report (Date of earliest event reported): December 17, 2020
Palatin Technologies, Inc.
(Exact
name of registrant as specified in its charter)
Delaware
|
001-15543
|
95-4078884
|
(State
or other jurisdiction
|
(Commission
|
(IRS
employer
|
of
incorporation)
|
File
Number)
|
identification
number)
|
4B Cedar Brook Drive, Cranbury, NJ
|
08512
|
(Address
of principal executive offices)
|
(Zip
Code)
|
Registrant's
telephone number, including area code: (609) 495-2200
Not Applicable
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2.
below):
[ ]
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[ ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Securities
registered pursuant to Section 12(b) of the Act:
Title
of Each Class
|
Trading
Symbol
|
Name of
Each Exchange
on
Which Registered
|
Common Stock, par value $.01 per share
|
PTN
|
NYSE American
|
Indicate
by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of
1934 (§240.12b-2 of this chapter). Emerging growth
company ☐
If an
emerging growth company, indicate by checkmark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. ☐
Item
5.02.
Departure
of Certain Officers; Election of Directors; Appointment of Certain
Officers; Compensatory Arrangements of Certain
Officers
On
December 17, 2020, Angela Rossetti, an independent director,
resigned from the Board of Directors (the “Board”) of Palatin Technologies,
Inc. (the “Company”) and as a member of the
Comjpany’s Audit Committee (the “Audit Committee”) and Nominating
and Corporate Governance Committee (the “NCG Committee”).
The
resignation of Ms. Rossetti was not due to a disagreement with the
Company on any matter relating to the Company’s operations,
policies, or practices.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
|
|
|
|
|
PALATIN
TECHNOLOGIES, INC.
|
|
|
|
Date:
December 18, 2020
|
By:
|
/s/
Stephen T. Wills
|
|
|
|
Stephen
T. Wills, CPA, MST
Executive
Vice President, Chief Financial Officer and Chief Operating
Officer
|
|
Palatin Technologies (AMEX:PTN)
Historical Stock Chart
From Mar 2024 to Apr 2024
Palatin Technologies (AMEX:PTN)
Historical Stock Chart
From Apr 2023 to Apr 2024