Current Report Filing (8-k)
November 20 2020 - 8:02AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event
reported):
November 19, 2020
____________________________
ChineseInvestors.com, Inc.
(Exact name of registrant as specified
in its charter)
____________________________
Indiana
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000-54207
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35-2089868
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(State of Organization)
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(Commission File Number)
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(I.R.S. Employer Identification Number)
|
|
|
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227 W. Valley Blvd. #208A, San Gabriel, CA
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91776
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(Address of principal executive offices)
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(Zip Code)
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(626) 589-2468
(Registrant’s telephone number, including
area code)
Check appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
☐ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
☐ Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
☐ If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
ITEM 2.02 RESULTS OF OPERATIONS AND FINANCIAL CONDITION
On November 16, 2020, ChineseInvestors.com, Inc., an Indiana
corporation, (the "Company") filed with United States Bankruptcy Court for the Central District of California (the “Bankruptcy
Court”) its Monthly Operating Report, for the period from October 1, 2020 to October 31, 2020 (the "Operating Report").
Exhibit 99.1 to this Current Report on Form 8-K contains the material portions of the Operating Report. On November 18, 2020, the
Company also filed a supplemental monthly report for the month of August 2020 a copy of which is set forth as Exhibit 99.2 and
a supplemental monthly report for the month of September 2002 a copy of which is set forth as Exhibit 99.3.
ITEM 7.01 REGULATION FD DISCLOSURE
On November 16, 2020, ChineseInvestors.com, Inc., an Indiana
corporation, (the "Company") filed with United States Bankruptcy Court for the Central District of California (the “Bankruptcy
Court”) its Monthly Operating Report for the period from October 1, 2020 to October 31, 2020 (the "Operating Report").
On November 18, 2020 the Company filed supplemental monthly reports for August 2020 and September 2020 disclosing additional banking
activity not shown on the original Monthly Operating Reports for the period of August 1, 2020 through August 31, 2020 and September
1, 2020 through September 30, 2020, respectively. Exhibit 99.1 to this Current Report on Form 8-K contains the material portions
of the Operating Report. Exhibit 99.2 to this Current Report on Form 8-K is a copy of the supplemental monthly operating report
for August 2020. Exhibit 99.3 to this Current Report on Form 8-K is a copy of the supplemental monthly operating report for September
2020.
CAUTIONARY STATEMENT REGARDING FINANCIAL AND OPERATING DATA
The Company cautions readers not to place undue reliance upon
the information contained in the Operating Report and the supplementary operating report, which contains unaudited information
and is in a format prescribed by the applicable bankruptcy law. The Operating Report is not prepared in accordance with generally
accepted accounting principles ("GAAP") and may not accurately reflect the condition of the Company on a GAAP basis.
The Operating Report and the supplementary operating reports are not presented on a consolidated basis and therefore do not present
the consolidated results of the Company and its subsidiaries. The Company has provided the summary portions of the Operating Report
without the detailed exhibits filed with the Bankruptcy Court in order to exclude information identifying the Company’s customers
and vendors. Additionally, the Company notes that certain corporate costs are paid for by the parent company for the benefit of
its subsidiaries. The Operating Report may be subject to revision. The Operating Report and the supplementary reports for August
and September also contain information for periods shorter and otherwise different from those contained in the Company's reports
pursuant to the Exchange Act.
Additionally, readers are reminded that on June 18, 2020, the
Company filed a voluntary petition for Chapter 11 bankruptcy protection under the Bankruptcy Code. This case is being administered
under case number 2:20-bk-15501-ER in the Central District of California.
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
Date: November 19, 2020
ChineseInvestors.com, Inc.
By: /s/ Wei Wang
Name: Wei Wang
Title: Chief Executive Officer
By: /s/ King Fai Leung____________________
Name: King Fai Leung
Title: Chief Financial Officer