Statement of Changes in Beneficial Ownership (4)
October 30 2020 - 05:11PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Belmer Rodolphe |
2. Issuer Name and Ticker or Trading Symbol
NETFLIX INC
[
NFLX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
100 WINCHESTER CIRCLE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
10/29/2020 |
(Street)
LOS GATOS, CA 95032
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 10/29/2020 | | M | | 215 | A | $290.3 | 215 | D | |
Common Stock | 10/29/2020 | | S | | 215 | D | $488.52 | 0 | D | |
Common Stock | 10/29/2020 | | M | | 197 | A | $317.38 | 197 | D | |
Common Stock | 10/29/2020 | | S | | 197 | D | $488.52 | 0 | D | |
Common Stock | 10/29/2020 | | M | | 164 | A | $381.43 | 164 | D | |
Common Stock | 10/29/2020 | | S | | 164 | D | $488.52 | 0 | D | |
Common Stock | 10/29/2020 | | M | | 172 | A | $363.6 | 172 | D | |
Common Stock | 10/29/2020 | | S | | 172 | D | $488.52 | 0 | D | |
Common Stock | 10/29/2020 | | M | | 185 | A | $338.38 | 185 | D | |
Common Stock | 10/29/2020 | | S | | 185 | D | $488.52 | 0 | D | |
Common Stock | 10/29/2020 | | M | | 157 | A | $398.18 | 157 | D | |
Common Stock | 10/29/2020 | | S | | 157 | D | $488.52 | 0 | D | |
Common Stock | 10/29/2020 | | M | | 173 | A | $359.93 | 173 | D | |
Common Stock | 10/29/2020 | | S | | 173 | D | $488.52 | 0 | D | |
Common Stock | 10/29/2020 | | M | | 200 | A | $313.3 | 200 | D | |
Common Stock | 10/29/2020 | | S | | 200 | D | $488.52 | 0 | D | |
Common Stock | 10/29/2020 | | M | | 223 | A | $280.29 | 223 | D | |
Common Stock | 10/29/2020 | | S | | 223 | D | $488.52 | 0 | D | |
Common Stock | 10/29/2020 | | M | | 215 | A | $290.39 | 215 | D | |
Common Stock | 10/29/2020 | | S | | 215 | D | $488.52 | 0 | D | |
Common Stock | 10/29/2020 | | M | | 235 | A | $265.07 | 235 | D | |
Common Stock | 10/29/2020 | | S | | 235 | D | $488.52 | 0 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Non-Qualified Stock Option (right to buy) | $265.07 | 10/29/2020 | | M | | | 235 (1) | 2/1/2018 | 2/1/2028 | Common Stock | 235 | $0.0 | 0 | D | |
Non-Qualified Stock Option (right to buy) | $280.29 | 10/29/2020 | | M | | | 223 (1) | 4/2/2018 | 4/2/2028 | Common Stock | 223 | $0.0 | 0 | D | |
Non-Qualified Stock Option (right to buy) | $290.3 | 10/29/2020 | | M | | | 215 (1) | 12/3/2018 | 12/3/2028 | Common Stock | 215 | $0.0 | 0 | D | |
Non-Qualified Stock Option (right to buy) | $290.39 | 10/29/2020 | | M | | | 215 (1) | 3/1/2018 | 3/1/2028 | Common Stock | 215 | $0.0 | 0 | D | |
Non-Qualified Stock Option (right to buy) | $313.3 | 10/29/2020 | | M | | | 200 (1) | 5/1/2018 | 5/1/2028 | Common Stock | 200 | $0.0 | 0 | D | |
Non-Qualified Stock Option (right to buy) | $317.38 | 10/29/2020 | | M | | | 197 (1) | 11/1/2018 | 11/1/2028 | Common Stock | 197 | $0.0 | 0 | D | |
Non-Qualified Stock Option (right to buy) | $338.38 | 10/29/2020 | | M | | | 185 (1) | 8/1/2018 | 8/1/2028 | Common Stock | 185 | $0.0 | 0 | D | |
Non-Qualified Stock Option (right to buy) | $359.93 | 10/29/2020 | | M | | | 173 (1) | 6/1/2018 | 6/1/2028 | Common Stock | 173 | $0.0 | 0 | D | |
Non-Qualified Stock Option (right to buy) | $363.6 | 10/29/2020 | | M | | | 172 (1) | 9/4/2018 | 9/4/2028 | Common Stock | 172 | $0.0 | 0 | D | |
Non-Qualified Stock Option (right to buy) | $381.43 | 10/29/2020 | | M | | | 164 (1) | 10/1/2018 | 10/1/2028 | Common Stock | 164 | $0.0 | 0 | D | |
Non-Qualified Stock Option (right to buy) | $398.18 | 10/29/2020 | | M | | | 157 (1) | 7/2/2018 | 7/2/2028 | Common Stock | 157 | $0.0 | 0 | D | |
Explanation of Responses: |
(1) | Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c). |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Belmer Rodolphe 100 WINCHESTER CIRCLE LOS GATOS, CA 95032 | X |
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Signatures
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By: Veronique Bourdeau, Authorized Signatory For: Rodolphe Belmer | | 10/30/2020 |
**Signature of Reporting Person | Date |
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