Amended Statement of Changes in Beneficial Ownership (4/a)
August 25 2020 - 7:07PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
JOYCE RENE R |
2. Issuer Name and Ticker or Trading Symbol
APACHE CORP
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APA
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
2000 POST OAK BLVD., STE 100 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/22/2020 |
(Street)
HOUSTON, TX 77056
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
5/26/2020 |
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Phantom Stock Units (1) | $0.0 (1) | 5/22/2020 | | J | | 59 | | (2) | (2) | Common Stock | 59.0 | $12.17 | 31674 (3) | D | |
Explanation of Responses: |
(1) | One share of Apache common stock for each phantom stock unit. |
(2) | Exempt acquisition pursuant to Rule 16b-3(d) - accrued under the deferred compensation provisions of Apache's Outside Directors Deferred Program. |
(3) | On May 26, 2020, the reporting person filed a Form 4 which inadvertently reported the reporting person's acquisition of 59 phantom stock units on May 22, 2020 as a disposition. As a result, the original Form 4 (and subsequently filed Form 4s) also reported an incorrect number of phantom stock units held by the reporting person in Column 9 of Table II. This amendment is being filed to correctly report the transaction on May 22, 2020 as an acquisition and to reflect the correct number of phantom stock units owned by the reporting person as of the date of this amendment. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
JOYCE RENE R 2000 POST OAK BLVD., STE 100 HOUSTON, TX 77056 | X |
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Signatures
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Raj Sharma Attorney-in-Fact | | 8/25/2020 |
**Signature of Reporting Person | Date |
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