Initial Statement of Beneficial Ownership (3)
August 06 2020 - 4:25PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Kurtzman Diane |
2. Date of Event Requiring Statement (MM/DD/YYYY)
8/6/2020
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3. Issuer Name and Ticker or Trading Symbol
TRAVELERS COMPANIES, INC. [TRV]
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(Last)
(First)
(Middle)
THE TRAVELERS COMPANIES, INC., 385 WASHINGTON STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) EVP & Chief HR Officer / |
(Street)
ST. PAUL, MN 55102
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 454.028 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Options (Right to Buy) | 2/4/2017 | 2/4/2024 | Common Stock | 2671 | $80.35 | D | |
Stock Options (Right to Buy) | 2/3/2018 | 2/3/2025 | Common Stock | 2914 | $106.04 | D | |
Stock Options (Right to Buy) | 2/2/2019 | 2/2/2026 | Common Stock | 3469 | $106.03 | D | |
Stock Options (Right to Buy) | 2/9/2020 | 2/9/2027 | Common Stock | 2972 | $118.78 | D | |
Stock Options (Right to Buy) | 2/6/2021 | 2/6/2028 | Common Stock | 2980 | $140.85 | D | |
Stock Options (Right to Buy) | 2/5/2022 | 2/5/2029 | Common Stock | 4805 | $126.18 | D | |
Stock Options (Right to Buy) | 2/4/2023 | 2/4/2030 | Common Stock | 5551 | $132.58 | D | |
Explanation of Responses: |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Kurtzman Diane THE TRAVELERS COMPANIES, INC. 385 WASHINGTON STREET ST. PAUL, MN 55102 |
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| EVP & Chief HR Officer |
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Signatures
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/s/Wendy C. Skjerven, by power of attorney | | 8/6/2020 |
**Signature of Reporting Person | Date |
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