Annual Report of Proxy Voting Record for Management Investment Companies (n-px)
July 16 2020 - 12:54PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-22902
First Trust New Opportunities MLP & Energy Fund
Exact Name of Registrant as Specified in Declaration of Trust
10 Westport Road, Suite C101a Wilton, Connecticut 06897
Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 765-8000
Registrant's Telephone Number, including Area Code
Date of fiscal year end: October 31
Date of reporting period: July 1, 2019 - June 30, 2020
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington
D.C. 20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
Emera Incorporated
---------------------------------------------------------------
Ticker EMA
Primary CUSIP 290876101
Meeting Date 07/11/2019
---------------------------------------------------------------
VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Amend Articles Re: Removal of 25 Percent Restrictions Relating to Share For No No
Ownership and Voting Rights by Non-Canadian Resident Shareholder
Management The Undersigned Hereby Certifies that the Shares Represented by this Proxy Do Not Vote No No
are Owned and Controlled by a Canadian. Vote FOR = Yes and ABSTAIN = No. A
Vote Against will be treated as not voted.
Management Amend Articles Re: Removal of 25 Percent Restrictions Relating to Share For No No
Ownership and Voting Rights by Non-Canadian Resident Shareholder
Management The Undersigned Hereby Certifies that the Shares Represented by this Proxy Do Not Vote No No
are Owned and Controlled by a Canadian. Vote FOR = Yes and ABSTAIN = No. A
Vote Against will be treated as not voted.
|
American Electric Power Company, Inc.
---------------------------------------------------------------
Ticker AEP
Primary CUSIP 025537101
Meeting Date 04/21/2020
---------------------------------------------------------------
VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Nicholas K. Akins For Yes No
Management Elect Director David J. Anderson For Yes No
Management Elect Director J. Barnie Beasley, Jr. For Yes No
Management Elect Director Ralph D. Crosby, Jr. For Yes No
Management Elect Director Art A. Garcia For Yes No
Management Elect Director Linda A. Goodspeed For Yes No
Management Elect Director Thomas E. Hoaglin For Yes No
Management Elect Director Sandra Beach Lin For Yes No
Management Elect Director Margaret M. McCarthy For Yes No
Management Elect Director Richard C. Notebaert For Yes No
Management Elect Director Stephen S. Rasmussen For Yes No
Management Elect Director Oliver G. Richard, III For Yes No
Management Elect Director Sara Martinez Tucker For Yes No
Management Ratify PricewaterhouseCoopers LLP as Auditors For Yes No
Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No
Management Elect Director Nicholas K. Akins For Yes No
Management Elect Director David J. Anderson For Yes No
Management Elect Director J. Barnie Beasley, Jr. For Yes No
Management Elect Director Ralph D. Crosby, Jr. For Yes No
Management Elect Director Art A. Garcia For Yes No
Management Elect Director Linda A. Goodspeed For Yes No
Management Elect Director Thomas E. Hoaglin For Yes No
Management Elect Director Sandra Beach Lin For Yes No
Management Elect Director Margaret M. McCarthy For Yes No
Management Elect Director Richard C. Notebaert For Yes No
Management Elect Director Stephen S. Rasmussen For Yes No
Management Elect Director Oliver G. Richard, III For Yes No
Management Elect Director Sara Martinez Tucker For Yes No
Management Ratify PricewaterhouseCoopers LLP as Auditors For Yes No
Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No
|
NextEra Energy Partners, LP
---------------------------------------------------------------
Ticker NEP
Primary CUSIP 65341B106
Meeting Date 04/21/2020
---------------------------------------------------------------
VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Susan D. Austin For Yes No
Management Elect Director Robert J. Byrne For Yes No
Management Elect Director Peter H. Kind For Yes No
Management Elect Director James L. Robo For Yes No
Management Ratify Deloitte & Touche LLP as Auditors For Yes No
Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No
|
Public Service Enterprise Group Incorporated
---------------------------------------------------------------
Ticker PEG
Primary CUSIP 744573106
Meeting Date 04/21/2020
---------------------------------------------------------------
VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Ralph Izzo For Yes No
Management Elect Director Shirley Ann Jackson For Yes No
Management Elect Director Willie A. Deese For Yes No
Management Elect Director David Lilley For Yes No
Management Elect Director Barry H. Ostrowsky For Yes No
Management Elect Director Scott G. Stephenson For Yes No
Management Elect Director Laura A. Sugg For Yes No
Management Elect Director John P. Surma For Yes No
Management Elect Director Susan Tomasky For Yes No
Management Elect Director Alfred W. Zollar For Yes No
Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No
Management Ratify Deloitte & Touche LLP as Auditors For Yes No
|
Magellan Midstream Partners, L.P.
---------------------------------------------------------------
Ticker MMP
Primary CUSIP 559080106
Meeting Date 04/23/2020
---------------------------------------------------------------
VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Chansoo Joung For Yes No
Management Elect Director Michael N. Mears For Yes No
Management Elect Director James R. Montague For Yes No
Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No
Management Ratify Ernst & Young LLP as Auditors For Yes No
Management Elect Director Chansoo Joung For Yes No
Management Elect Director Michael N. Mears For Yes No
Management Elect Director James R. Montague For Yes No
Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No
Management Ratify Ernst & Young LLP as Auditors For Yes No
|
Exelon Corporation
---------------------------------------------------------------
Ticker EXC
Primary CUSIP 30161N101
Meeting Date 04/28/2020
---------------------------------------------------------------
VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Anthony Anderson For Yes No
Management Elect Director Ann Berzin For Yes No
Management Elect Director Laurie Brlas For Yes No
Management Elect Director Christopher M. Crane For Yes No
Management Elect Director Yves C. de Balmann For Yes No
Management Elect Director Nicholas DeBenedictis For Yes No
Management Elect Director Linda P. Jojo For Yes No
Management Elect Director Paul Joskow For Yes No
Management Elect Director Robert J. Lawless For Yes No
Management Elect Director John Richardson For Yes No
Management Elect Director Mayo Shattuck, III For Yes No
Management Elect Director John F. Young For Yes No
Management Ratify PricewaterhouseCoopers LLP as Auditors For Yes No
Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No
Management Approve Omnibus Stock Plan For Yes No
|
The Williams Companies, Inc.
---------------------------------------------------------------
Ticker WMB
Primary CUSIP 969457100
Meeting Date 04/28/2020
---------------------------------------------------------------
VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Alan S. Armstrong For Yes No
Management Elect Director Stephen W. Bergstrom Against Yes Yes
Management Elect Director Nancy K. Buese For Yes No
Management Elect Director Stephen I. Chazen For Yes No
Management Elect Director Charles I. Cogut For Yes No
Management Elect Director Michael A. Creel For Yes No
Management Elect Director Vicki L. Fuller For Yes No
Management Elect Director Peter A. Ragauss For Yes No
Management Elect Director Scott D. Sheffield For Yes No
Management Elect Director Murray D. Smith For Yes No
Management Elect Director William H. Spence For Yes No
Management Amend Omnibus Stock Plan For Yes No
Management Amend Qualified Employee Stock Purchase Plan For Yes No
Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No
Management Ratify Ernst & Young LLP as Auditors For Yes No
|
CMS Energy Corporation
---------------------------------------------------------------
Ticker CMS
Primary CUSIP 125896100
Meeting Date 05/01/2020
---------------------------------------------------------------
VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Jon E. Barfield For Yes No
Management Elect Director Deborah H. Butler For Yes No
Management Elect Director Kurt L. Darrow For Yes No
Management Elect Director William D. Harvey For Yes No
Management Elect Director Patricia K. Poppe For Yes No
Management Elect Director John G. Russell For Yes No
Management Elect Director Suzanne F. Shank For Yes No
Management Elect Director Myrna M. Soto For Yes No
Management Elect Director John G. Sznewajs For Yes No
Management Elect Director Ronald J. Tanski For Yes No
Management Elect Director Laura H. Wright For Yes No
Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No
Management Ratify PricewaterhouseCoopers LLP as Auditors For Yes No
Management Approve Omnibus Stock Plan For Yes No
Share Holder Report on Political Contributions For Yes Yes
|
TC Energy Corporation
---------------------------------------------------------------
Ticker TRP
Primary CUSIP 87807B107
Meeting Date 05/01/2020
---------------------------------------------------------------
VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Stephan Cretier For Yes No
Management Elect Director Michael R. Culbert For Yes No
Management Elect Director Russell K. Girling For Yes No
Management Elect Director Susan C. Jones For Yes No
Management Elect Director Randy Limbacher For Yes No
Management Elect Director John E. Lowe For Yes No
Management Elect Director David MacNaughton For Yes No
Management Elect Director Una Power For Yes No
Management Elect Director Mary Pat Salomone For Yes No
Management Elect Director Indira V. Samarasekera For Yes No
Management Elect Director D. Michael G. Stewart For Yes No
Management Elect Director Siim A. Vanaselja For Yes No
Management Elect Director Thierry Vandal For Yes No
Management Elect Director Steven W. Williams For Yes No
Management Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration For Yes No
Management Advisory Vote on Executive Compensation Approach For Yes No
|
Enbridge Inc.
---------------------------------------------------------------
Ticker ENB
Primary CUSIP 29250N105
Meeting Date 05/05/2020
---------------------------------------------------------------
VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Pamela L. Carter For Yes No
Management Elect Director Marcel R. Coutu For Yes No
Management Elect Director Susan M. Cunningham For Yes No
Management Elect Director Gregory L. Ebel For Yes No
Management Elect Director J. Herb England For Yes No
Management Elect Director Charles W. Fischer For Yes No
Management Elect Director Gregory J. Goff For Yes No
Management Elect Director V. Maureen Kempston Darkes For Yes No
Management Elect Director Teresa S. Madden For Yes No
Management Elect Director Al Monaco For Yes No
Management Elect Director Dan C. Tutcher For Yes No
Management Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix For Yes No
Their Remuneration
Management Approve Shareholder Rights Plan For Yes No
Management Amend By-Law No. 1 of Enbridge For Yes No
Management Advisory Vote on Executive Compensation Approach For Yes No
Management Elect Director Pamela L. Carter For Yes No
Management Elect Director Marcel R. Coutu For Yes No
Management Elect Director Susan M. Cunningham For Yes No
Management Elect Director Gregory L. Ebel For Yes No
Management Elect Director J. Herb England For Yes No
Management Elect Director Charles W. Fischer For Yes No
Management Elect Director Gregory J. Goff For Yes No
Management Elect Director V. Maureen Kempston Darkes For Yes No
Management Elect Director Teresa S. Madden For Yes No
Management Elect Director Al Monaco For Yes No
Management Elect Director Dan C. Tutcher For Yes No
Management Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix For Yes No
Their Remuneration
Management Approve Shareholder Rights Plan For Yes No
Management Amend By-Law No. 1 of Enbridge For Yes No
Management Advisory Vote on Executive Compensation Approach For Yes No
|
Sempra Energy
---------------------------------------------------------------
Ticker SRE
Primary CUSIP 816851109
Meeting Date 05/05/2020
---------------------------------------------------------------
VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Alan L. Boeckmann For Yes No
Management Elect Director Kathleen L. Brown For Yes No
Management Elect Director Andres Conesa For Yes No
Management Elect Director Maria Contreras-Sweet For Yes No
Management Elect Director Pablo A. Ferrero For Yes No
Management Elect Director William D. Jones For Yes No
Management Elect Director Jeffrey W. Martin For Yes No
Management Elect Director Bethany J. Mayer For Yes No
Management Elect Director Michael N. Mears For Yes No
Management Elect Director Jack T. Taylor For Yes No
Management Elect Director Cynthia L. Walker For Yes No
Management Elect Director Cynthia J. Warner For Yes No
Management Elect Director James C. Yardley For Yes No
Management Ratify Deloitte & Touche LLP as Auditors For Yes No
Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No
Share Holder Require Independent Board Chair Against Yes No
|
Eversource Energy
---------------------------------------------------------------
Ticker ES
Primary CUSIP 30040W108
Meeting Date 05/06/2020
---------------------------------------------------------------
VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Cotton M. Cleveland For Yes No
Management Elect Director James S. DiStasio For Yes No
Management Elect Director Francis A. Doyle For Yes No
Management Elect Director Linda Dorcena Forry For Yes No
Management Elect Director James J. Judge For Yes No
Management Elect Director John Y. Kim For Yes No
Management Elect Director Kenneth R. Leibler For Yes No
Management Elect Director David H. Long For Yes No
Management Elect Director William C. Van Faasen For Yes No
Management Elect Director Frederica M. Williams For Yes No
Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No
Management Ratify Deloitte & Touche LLP as Auditors For Yes No
|
Duke Energy Corporation
---------------------------------------------------------------
Ticker DUK
Primary CUSIP 26441C204
Meeting Date 05/07/2020
---------------------------------------------------------------
VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Michael G. Browning For Yes No
Management Elect Director Annette K. Clayton For Yes No
Management Elect Director Theodore F. Craver, Jr. For Yes No
Management Elect Director Robert M. Davis For Yes No
Management Elect Director Daniel R. DiMicco For Yes No
Management Elect Director Nicholas C. Fanandakis For Yes No
Management Elect Director Lynn J. Good For Yes No
Management Elect Director John T. Herron For Yes No
Management Elect Director William E. Kennard For Yes No
Management Elect Director E. Marie McKee For Yes No
Management Elect Director Marya M. Rose For Yes No
Management Elect Director Thomas E. Skains For Yes No
Management Elect Director William E. Webster, Jr. For Yes No
Management Ratify Deloitte & Touche LLP as Auditors For Yes No
Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No
Share Holder Require Independent Board Chairman For Yes Yes
Share Holder Eliminate Supermajority Vote Requirement For Yes No
Share Holder Report on Political Contributions For Yes Yes
Share Holder Report on Lobbying Payments and Policy For Yes Yes
Management Elect Director Michael G. Browning For Yes No
Management Elect Director Annette K. Clayton For Yes No
Management Elect Director Theodore F. Craver, Jr. For Yes No
Management Elect Director Robert M. Davis For Yes No
Management Elect Director Daniel R. DiMicco For Yes No
Management Elect Director Nicholas C. Fanandakis For Yes No
Management Elect Director Lynn J. Good For Yes No
Management Elect Director John T. Herron For Yes No
Management Elect Director William E. Kennard For Yes No
Management Elect Director E. Marie McKee For Yes No
Management Elect Director Marya M. Rose For Yes No
Management Elect Director Thomas E. Skains For Yes No
Management Elect Director William E. Webster, Jr. For Yes No
Management Ratify Deloitte & Touche LLP as Auditors For Yes No
Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No
Share Holder Require Independent Board Chairman For Yes Yes
Share Holder Eliminate Supermajority Vote Requirement For Yes No
Share Holder Report on Political Contributions For Yes Yes
Share Holder Report on Lobbying Payments and Policy For Yes Yes
|
Inter Pipeline Ltd.
---------------------------------------------------------------
Ticker IPL
Primary CUSIP 45833V109
Meeting Date 05/07/2020
---------------------------------------------------------------
VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Richard Shaw For Yes No
Management Elect Director Christian Bayle For Yes No
Management Elect Director Peter Cella For Yes No
Management Elect Director Julie Dill For Yes No
Management Elect Director Duane Keinick For Yes No
Management Elect Director Arthur Korpach For Yes No
Management Elect Director Alison Taylor Love For Yes No
Management Elect Director Margaret McKenzie For Yes No
Management Elect Director Brant Sangster For Yes No
Management Elect Director Shelley Brown For Yes No
Management Elect Director Wayne Smith For Yes No
Management Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their For Yes No
Remuneration
Management Advisory Vote on Executive Compensation Approach For Yes No
Management Approve Shareholder Rights Plan For Yes No
Management Approve Reduction in Stated Capital For Yes No
|
Keyera Corp.
---------------------------------------------------------------
Ticker KEY
Primary CUSIP 493271100
Meeting Date 05/12/2020
---------------------------------------------------------------
VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Ratify Deloitte LLP as Auditors For Yes No
Management Elect Director James Bertram For Yes No
Management Elect Director Blair Goertzen For Yes No
Management Elect Director Douglas Haughey For Yes No
Management Elect Director Gianna Manes For Yes No
Management Elect Director Donald Nelson For Yes No
Management Elect Director Michael Norris For Yes No
Management Elect Director Thomas O'Connor For Yes No
Management Elect Director Charlene Ripley For Yes No
Management Elect Director David Smith For Yes No
Management Elect Director Janet Woodruff For Yes No
Management Approve Shareholder Rights Plan For Yes No
Management Advisory Vote on Executive Compensation Approach For Yes No
|
Kinder Morgan, Inc.
---------------------------------------------------------------
Ticker KMI
Primary CUSIP 49456B101
Meeting Date 05/13/2020
---------------------------------------------------------------
VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Richard D. Kinder For Yes No
Management Elect Director Steven J. Kean For Yes No
Management Elect Director Kimberly A. Dang For Yes No
Management Elect Director Ted A. Gardner For Yes No
Management Elect Director Anthony W. Hall, Jr. For Yes No
Management Elect Director Gary L. Hultquist For Yes No
Management Elect Director Ronald L. Kuehn, Jr. For Yes No
Management Elect Director Deborah A. Macdonald For Yes No
Management Elect Director Michael C. Morgan For Yes No
Management Elect Director Arthur C. Reichstetter For Yes No
Management Elect Director Fayez Sarofim For Yes No
Management Elect Director C. Park Shaper For Yes No
Management Elect Director William A. Smith For Yes No
Management Elect Director Joel V. Staff For Yes No
Management Elect Director Robert F. Vagt For Yes No
Management Elect Director Perry M. Waughtal For Yes No
Management Ratify PricewaterhouseCoopers LLP as Auditors For Yes No
Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No
Management Elect Director Richard D. Kinder For Yes No
Management Elect Director Steven J. Kean For Yes No
Management Elect Director Kimberly A. Dang For Yes No
Management Elect Director Ted A. Gardner For Yes No
Management Elect Director Anthony W. Hall, Jr. For Yes No
Management Elect Director Gary L. Hultquist For Yes No
Management Elect Director Ronald L. Kuehn, Jr. For Yes No
Management Elect Director Deborah A. Macdonald For Yes No
Management Elect Director Michael C. Morgan For Yes No
Management Elect Director Arthur C. Reichstetter For Yes No
Management Elect Director Fayez Sarofim For Yes No
Management Elect Director C. Park Shaper For Yes No
Management Elect Director William A. Smith For Yes No
Management Elect Director Joel V. Staff For Yes No
Management Elect Director Robert F. Vagt For Yes No
Management Elect Director Perry M. Waughtal For Yes No
Management Ratify PricewaterhouseCoopers LLP as Auditors For Yes No
Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No
|
PPL Corporation
---------------------------------------------------------------
Ticker PPL
Primary CUSIP 69351T106
Meeting Date 05/13/2020
---------------------------------------------------------------
VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director John W. Conway For Yes No
Management Elect Director Steven G. Elliott For Yes No
Management Elect Director Raja Rajamannar For Yes No
Management Elect Director Craig A. Rogerson For Yes No
Management Elect Director Vincent Sorgi For Yes No
Management Elect Director William H. Spence For Yes No
Management Elect Director Natica von Althann For Yes No
Management Elect Director Keith H. Williamson For Yes No
Management Elect Director Phoebe A. Wood For Yes No
Management Elect Director Armando Zagalo de Lima For Yes No
Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No
Management Ratify Deloitte & Touche LLP as Auditors For Yes No
Share Holder Require Independent Board Chairman For Yes Yes
|
CorEnergy Infrastructure Trust, Inc.
---------------------------------------------------------------
Ticker CORR
Primary CUSIP 21870U502
Meeting Date 05/20/2020
---------------------------------------------------------------
VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Todd E. Banks For Yes No
Management Ratify Ernst & Young LLP as Auditors For Yes No
|
Equitrans Midstream Corporation
---------------------------------------------------------------
Ticker ETRN
Primary CUSIP 294600101
Meeting Date 05/20/2020
---------------------------------------------------------------
VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Vicky A. Bailey For Yes No
Management Elect Director Sarah M. Barpoulis For Yes No
Management Elect Director Kenneth M. Burke For Yes No
Management Elect Director Patricia K. Collawn For Yes No
Management Elect Director Margaret K. Dorman For Yes No
Management Elect Director Thomas F. Karam For Yes No
Management Elect Director D. Mark Leland For Yes No
Management Elect Director Norman J. Szydlowski For Yes No
Management Elect Director Robert F. Vagt For Yes No
Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No
Management Ratify Ernst & Young LLP as Auditors For Yes No
|
ONEOK, Inc.
---------------------------------------------------------------
Ticker OKE
Primary CUSIP 682680103
Meeting Date 05/20/2020
---------------------------------------------------------------
VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Brian L. Derksen For Yes No
Management Elect Director Julie H. Edwards For Yes No
Management Elect Director John W. Gibson For Yes No
Management Elect Director Mark W. Helderman For Yes No
Management Elect Director Randall J. Larson For Yes No
Management Elect Director Steven J. Malcolm For Yes No
Management Elect Director Jim W. Mogg For Yes No
Management Elect Director Pattye L. Moore For Yes No
Management Elect Director Gary D. Parker For Yes No
Management Elect Director Eduardo A. Rodriguez For Yes No
Management Elect Director Terry K. Spencer For Yes No
Management Ratify PricewaterhouseCoopers LLP as Auditors For Yes No
Management Advisory Vote to Ratify Named Executive Officers' Compensation For Yes No
|
Plains All American Pipeline, L.P.
---------------------------------------------------------------
Ticker PAA
Primary CUSIP 726503105
Meeting Date 05/20/2020
---------------------------------------------------------------
VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Elect Director Alexandra Pruner For Yes No
Management Elect Director Lawrence M. Ziemba For Yes No
Management Ratify PricewaterhouseCoopers LLP as Auditor For Yes No
Management Advisory Vote to Ratify Named Executive Officers' Compensation Against Yes Yes
Management Elect Director Alexandra Pruner For Yes No
Management Elect Director Lawrence M. Ziemba For Yes No
Management Ratify PricewaterhouseCoopers LLP as Auditor For Yes No
Management Advisory Vote to Ratify Named Executive Officers' Compensation Against Yes Yes
|
Equitrans Midstream Corporation
---------------------------------------------------------------
Ticker ETRN
Primary CUSIP 294600101
Meeting Date 06/15/2020
---------------------------------------------------------------
VOTE
VOTE AGAINST
PROPONENT PROPOSAL TEXT INSTRUCTION VOTED MANAGEMENT
Management Issue Shares in Connection with Merger For Yes No
Management Adjourn Meeting For Yes No
|
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) First Trust New Opportunities MLP &
Energy Fund
-----------------------------------------
By (Signature and Title)* /s/ James M. Dykas
-----------------------------------
James M. Dykas, President and
Chief Executive Officer
Date July 16, 2020
-------------------------
|
* Print the name and title of each signing officer under his or her signature.
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