Statement of Changes in Beneficial Ownership (4)
May 01 2020 - 5:14PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Cove Street Capital, LLC |
2. Issuer Name and Ticker or Trading Symbol
Apex Global Brands Inc.
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APEX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Last)
(First)
(Middle)
2101 EAST EL SEGUNDO BOULEVARD, SUITE 302 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
4/29/2020 |
(Street)
EL SEGUNDO, CA 90245
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
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X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock, $0.02 par value per share (Common Stock) | 4/29/2020 | | J | | 16666 | D | $0 | 1241226 | I | See Footnote (1) |
Common Stock, $0.02 par value per share (Common Stock) | 4/29/2020 | | J | | 1900 | D | $0 | 1239326 | I | See Footnote (1) |
Common Stock, $0.02 par value per share (Common Stock) | 4/29/2020 | | J | | 275271 | D | $0 | 964055 | I | See Footnote (1) |
Common Stock, $0.02 par value per share (Common Stock) | | | | | | | | 25000 | D (2) | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | The transactions were transacted in Kind by separately managed accounts who terminated their service contract with Cove Street Capital. Transactions were not transacted by Cove Street Capital. Each of the Advisor (Cove Street Capital, LLC) and Mr. Bronchick disclaims, for purposes of Section 16 of the Securities Exchange Act, beneficial ownership of securities held in the Managed Accounts, except to the extent of indirect pecuniary interest therein, and this report shall not be deemed an admission that either is the beneficial owner of such securities for any purpose. The Advisor disclaims beneficial ownership of the shares held directly by Mr. Bronchick. |
(2) | Common Stock held directly by Jeffrey Bronchick. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Cove Street Capital, LLC 2101 EAST EL SEGUNDO BOULEVARD SUITE 302 EL SEGUNDO, CA 90245 |
| X |
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Bronchick Jeffrey 2101 EAST EL SEGUNDO BOULEVARD SUITE 302 EL SEGUNDO, CA 90245 |
| X |
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Signatures
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/s/Merihan Tynan | | 5/1/2020 |
**Signature of Reporting Person | Date |
/s/ Jeffrey Bronchick | | 5/1/2020 |
**Signature of Reporting Person | Date |
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