Additional Proxy Soliciting Materials (definitive) (defa14a)
April 14 2020 - 8:44AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE
14A
(RULE 14a-101)
Proxy
Statement Pursuant to Section 14(a) of the
Securities Exchange Act of 1934
Filed
by the Registrant
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[X]
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Filed
by a Party other than the Registrant
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[ ]
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Check
the appropriate box:
[ ]
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Preliminary
Proxy Statement
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[ ]
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Confidential,
for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
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[ ]
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Definitive
Proxy Statement
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[X]
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Definitive
Additional Materials
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Soliciting
Material Pursuant to §240.14a-12
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RAND
CAPITAL CORPORATION
(Name of Registrant as Specified In Its Charter)
N/A
(Name of Person(s) Filing Proxy Statement, if other than the Registrant)
Payment
of Filing Fee (Check the appropriate box):
[X]
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No
fee required.
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[ ]
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Fee
computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.
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(1)
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Title
of each class of securities to which transaction applies:
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(2)
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Aggregate
number of securities to which transaction applies:
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(3)
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Per
unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which
the filing fee is calculated and state how it was determined):
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(4)
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Proposed
maximum aggregate value of transaction:
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(5)
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Total
fee paid:
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[ ]
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Fee
paid previously with preliminary materials.
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Check
box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting
fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date
of its filing.
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(1)
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Amount
Previously Paid:
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(2)
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Form,
Schedule or Registration Statement No.:
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(3)
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Filing
Party:
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(4)
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Date
Filed:
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On
April 14, 2020, Rand Capital Corporation issued the following press release:
2200
Rand Building • Buffalo, New York 14203
FOR
IMMEDIATE RELEASE
Rand
Capital Changes Venue for
Annual Meeting of Shareholders to Virtual Only Participation
BUFFALO,
NY, April 14, 2020 – Rand Capital Corporation (Nasdaq: RAND) (“Rand” or “Rand Capital” or
the “Company”), a business development company, today announced that due to the ongoing impact of the COVID-19 virus,
it is converting its Annual Meeting of Shareholders to be held on Wednesday, April 22, 2020 at 10:30 a.m. Eastern Time to virtual
only participation.
Shareholders
as of the close of business on March 6, 2020, which is the record date for the Annual Meeting, can attend the meeting virtually
via http://www.viewproxy.com/rand/2020. Shareholders are encouraged to go to the website link and register ahead of the
Annual Meeting. Whether or not a shareholder plans to attend the Annual Meeting by virtual means, Rand urges its shareholders
to vote and submit their proxy in advance of the Annual Meeting by one of the methods described in the proxy statement.
ABOUT
RAND CAPITAL
Rand
Capital (Nasdaq: RAND) is an externally-managed Business Development Company (BDC) with a wholly-owned subsidiary licensed by
the U.S. Small Business Administration (SBA) as a Small Business Investment Company (SBIC). The Company’s investment objective
is to maximize total return to its shareholders with current income and capital appreciation by focusing its debt and related
equity investments in privately-held, lower middle market companies with committed and experienced managements in a broad variety
of industries. Rand invests in early to later stage businesses that have sustainable, differentiated and market-proven products,
revenue of more than $2 million and a path to free cash flow or up to $5 million in EBITDA. The Company’s investment activities
are managed by its external investment adviser, Rand Capital Management LLC. Additional information can be found at the Company’s
website where it regularly posts information: https://www.randcapital.com/.
Contacts:
Company:
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Investors:
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Allen
F. (“Pete”) Grum
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Deborah
K. Pawlowski / Karen L. Howard
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President
and CEO
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Kei
Advisors LLC
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Phone:
716.853.0802
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Phone:
716.843.3908 / 716.843.3942
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Email:
pgrum@randcapital.com
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Email:
dpawlowski@keiadvisors.com / khoward@keiadvisors.com
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###
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