Current Report Filing (8-k)
January 07 2020 - 7:16AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): January 7, 2020
New
Age Beverages Corporation
(Exact
name of registrant as specified in its charter)
Washington
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001-38014
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27-2432263
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(State
or other jurisdiction
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(Commission
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(I.R.S.
Employer
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of
incorporation)
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File
Number)
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Identification
Number)
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2420
17th Street, Suite 220, Denver, CO 80202
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(Address
of principal executive offices) (Zip Code)
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(303)
566-3066
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(Registrant’s
telephone number, including area code)
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(Former
name or former address, if changed since last report)
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Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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[ ]
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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[ ]
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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[ ]
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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Common
Stock, par value $0.001 per share
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NBEV
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Nasdaq
Capital Market
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
Growth Company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Item
5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements
of Certain Officers.
On
January 7, 2020, Alicia Syrett was appointed as a director of New Age Beverages Corporation (the “Company”). Ms. Syrett
will serve as a member of the Audit Committee and the Compensation Committee.
Ms.
Alicia Syrett, age 42, has over 20 years of investment and financial management experience. She is the founder and CEO of Pantegrion
Capital, a private investment firm, and has served as its Chief Executive Officer since 2011. Prior to forming Pantegrion Capital,
from 2008 until 2011 Ms. Syrett was the Chief Administrative Officer for Mount Kellett, a multi-billion-dollar investment firm.
From 2002 until 2008, she worked for HBK Investments and Farallon Capital, a multi-billion-dollar hedge fund where she was also
the Chief Administrative Officer. She began her career at Donaldson, Lufkin and Jenrette. Ms. Syrett holds an MBA from both Columbia
Business School and the London Business School and holds a bachelor’s degree in economics from the Wharton School at the
University of Pennsylvania. Ms. Syrett is an accomplished author and media personality with multiple appearances on major network
and cable news and financial programs.
The
Company’s Board of Directors (the “Board”) has determined that Ms. Syrett is an independent director within
the meaning of NASDAQ Rule 5605. Ms. Syrett qualifies to serve on the Board because of her extensive investment and financial
management experience.
Ms.
Syrett will receive compensation for her services on the Board and committees in the form of cash retainers and fees and equity
awards, all as described under the caption “Director Compensation” of the Company’s proxy statement that was
filed with the Securities and Exchange Commission on April 16, 2019, or as otherwise determined by the Board.
Ms.
Syrett does not have a family relationship with any of the executive officers or directors of the Company. There are no arrangements
or understandings between Ms. Syrett and any other persons pursuant to which she was selected as a director, and there are no
transactions in which she has an interest requiring disclosure under Item 404(a) of Regulation S-K.
Item
7.01 Regulation FD Disclosure.
On
January 7, 2020, the Company issued a press release announcing Ms. Syrett’s appointment as a director on the Board. A copy
of the press release is furnished as Exhibit 99.1 of this report.
Item
9.01 Financial Statements and Exhibits
(d)
Exhibits.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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NEW
AGE BEVERAGES CORPORATION
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Date:
January 7, 2020
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By:
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/s/
Gregory A Gould
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Gregory
A. Gould
Chief
Financial Officer
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