Current Report Filing (8-k)
November 21 2019 - 02:31PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or Section 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported):
November 21, 2019 (November 20, 2019)
Bat Group, Inc.
(Exact name of registrant as specified in its
charter)
Delaware
|
|
001-36055
|
|
45-4077653
|
(State or other jurisdiction
of incorporation)
|
|
(Commission File Number)
|
|
(IRS Employer
Identification No.)
|
Room 104, No. 33 Section D,
No. 6 Middle Xierqi Road,
Haidian District, Beijing, China
(Address of Principal Executive Offices)
+86 (010) 59441080
(Issuer’s telephone number)
(Former name or former address, if changed since
last report)
Check the appropriate box below if the Form
8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:
|
☐
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
☐
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
☐
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
☐
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by
check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b)
of the Act:
Title of each class
|
|
Trading Symbol(s)
|
|
Name of each exchange on which registered
|
Common Stock, par value $0.001
|
|
GLG
|
|
Nasdaq Capital Market
|
Item 5.07 Submission of Matters to a Vote of Security Holders.
On November 20, 2019, Bat Group, Inc. (the
“Company”) held its 2019 annual meeting of stockholders (the “Annual Meeting”). The
number of shares of common stock entitled to vote at the Annual Meeting was 8,646,992 shares. The number of shares of common stock
present or represented by valid proxy at the Annual Meeting was 4,495,282 shares. At the Annual Meeting, the following proposals
were voted on:
|
1.
|
That the following constitutes the number of votes voted with respect to the following persons as Directors of Bat Group, Inc.
|
|
|
FOR
|
|
|
AGAINST
|
|
|
WITHHELD
|
|
|
ABSTAIN
|
|
JIAXI GAO
|
|
|
4,424,597
|
|
|
|
70,685
|
|
|
|
0
|
|
|
0
|
|
JIALIN CUI
|
|
|
4,422,331
|
|
|
|
72,951
|
|
|
|
0
|
|
|
0
|
|
KECEN LIU
|
|
|
4,422,491
|
|
|
|
72,791
|
|
|
|
0
|
|
|
0
|
|
RENMEI OUYANG
|
|
|
4,424,597
|
|
|
|
70,685
|
|
|
|
0
|
|
|
0
|
|
WEICHENG PAN
|
|
|
4,424,595
|
|
|
|
70,687
|
|
|
|
0
|
|
|
0
|
|
YANG AN
|
|
|
4,424,104
|
|
|
|
71,178
|
|
|
|
0
|
|
|
0
|
|
SIYUAN ZHU
|
|
|
4,424,437
|
|
|
|
70,845
|
|
|
|
0
|
|
|
0
|
|
Accordingly, each such
person has been duly elected as a Director to hold such office until the 2020 Annual Meeting of Stockholders or until his successor
is elected and shall qualify.
|
2.
|
That the following constitutes the number of shares voted with respect to the ratification of Friedman
LLP serve as the independent registered public accounting firm of the Company for the fiscal year ended December 31, 2019.
|
|
FOR
|
|
AGAINST
|
|
WITHHELD
|
|
ABSTAIN
|
|
4,486,110
|
|
1,495
|
|
7,677
|
|
0
|
Accordingly, Friedman LLP has
been ratified to serve as the independent registered public accounting firm of the Company for the fiscal year ended December 31,
2019.
|
3.
|
That the following constitutes the number of shares voted with respect to the authorization and
approval of the Company’s 2019 Equity Incentive Plan, as amended.
|
|
FOR
|
|
AGAINST
|
|
WITHHELD
|
|
ABSTAIN
|
|
4,423,074
|
|
70,487
|
|
1,721
|
|
0
|
Accordingly, the Company’s
2019 Equity Incentive Plan, as amended, has been authorized and approved.
|
4.
|
That the following constitutes the number of shares voted with respect to the approval and adoption
of the Company’s Certificate of Incorporation (the “Charter Amendment”) to effect a reverse stock split
of our issued and outstanding common stock by a ratio of not less than one-for-two and not more than one-for-twenty and then a
forward stock split of our then issued and outstanding common stock by a ratio of not less than one-for-two and not more than one-for-twenty
immediately following the reverse split (the “Reverse Split”) at any time prior to December 30, 2019, with the
exact ratios to be set at a whole number within this range, as determined by our Board in its sole discretion.
|
|
FOR
|
|
AGAINST
|
|
WITHHELD
|
|
ABSTAIN
|
|
4,399,417
|
|
95,639
|
|
226
|
|
0
|
Accordingly, the Charter
Amendment to effect the Reserve Split has been authorized and approved.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
BAT GROUP, INC.
|
|
|
|
|
|
Date: November 21, 2019
|
By:
|
/s/ Jiaxi Gao
|
|
|
Name:
|
Jiaxi Gao
|
|
|
Title:
|
Chief Executive Officer
|
|
TD (NASDAQ:GLG)
Historical Stock Chart
From Feb 2024 to Mar 2024
TD (NASDAQ:GLG)
Historical Stock Chart
From Mar 2023 to Mar 2024