Form 8.3 - [AbbVie Inc.]
November 19 2019 - 9:48AM
Dow Jones News
TIDM0QCV TIDM0Y7T
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997,
TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING
1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) State Street Global Advisors &
Affiliates
--------------------------------------------- -------------------------------
Company dealt in AbbVie Inc.
--------------------------------------------- -------------------------------
Class of relevant security to which US$0.01 common stock
the dealings being disclosed relate (Note 2)
--------------------------------------------- -------------------------------
Date of dealing 15(th) November 2019
--------------------------------------------- -------------------------------
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 3)
Long Short
------------------------------------- -------------------- -----------
Number (%) Number (%)
------------------------------------- ---------- -------- ------ ---
(1) Relevant securities 67,312,929 4.55177%
------------------------------------- ---------- -------- ------ ---
(2) Derivatives (other than options) N/A
------------------------------------- ---------- -------- ------ ---
(3) Options and agreements to
purchase/sell N/A
------------------------------------- ---------- -------- ------ ---
Total 67,312,929 4.55177%
------------------------------------- ---------- -------- ------ ---
(b) Interests and short positions in relevant securities of the company,
other than the class dealt in (Note 3)
Class of relevant security: Long Short
------------------------------------------- ----------- -----------
Number (%) Number (%)
------------------------------------------- ------ --- ------ ---
(1) Relevant securities N/A
------------------------------------------- ------ --- ------ ---
(2) Derivatives (other than options) N/A
------------------------------------------- ------ --- ------ ---
(3) Options and agreements to purchase/sell N/A
------------------------------------------- ------ --- ------ ---
Total N/A
------------------------------------------- ------ --- ------ ---
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of relevant securities Price per unit (Note 5)
-------------- ----------------------------- -----------------------
Purchase 3,600 88.63
-------------- ----------------------------- -----------------------
Purchase 439 88.63
-------------- ----------------------------- -----------------------
Purchase 2,200 88.63
-------------- ----------------------------- -----------------------
Purchase 4,000 88.63
-------------- ----------------------------- -----------------------
Purchase 7,100 88.63
-------------- ----------------------------- -----------------------
Purchase 86 88.91
-------------- ----------------------------- -----------------------
Purchase 500 88.63
-------------- ----------------------------- -----------------------
Purchase 900 89.00
-------------- ----------------------------- -----------------------
Purchase 1,546 88.65
-------------- ----------------------------- -----------------------
Purchase 900 88.67
-------------- ----------------------------- -----------------------
Purchase 5,940 88.63
-------------- ----------------------------- -----------------------
Purchase 15,264 88.63
-------------- ----------------------------- -----------------------
Purchase 206 88.63
-------------- ----------------------------- -----------------------
Purchase 534 87.84
-------------- ----------------------------- -----------------------
Sale 6,291 88.63
-------------- ----------------------------- -----------------------
Sale 631 87.81
-------------- ----------------------------- -----------------------
Sale 780 87.81
-------------- ----------------------------- -----------------------
Sale 500 88.63
-------------- ----------------------------- -----------------------
Sale 3,600 88.63
-------------- ----------------------------- -----------------------
Sale 42,576 88.63
-------------- ----------------------------- -----------------------
Sale 45,540 88.63
-------------- ----------------------------- -----------------------
Sale 1,584 88.63
-------------- ----------------------------- -----------------------
Sale 9,000 88.63
-------------- ----------------------------- -----------------------
(b) Derivatives transactions (other than options transactions)
Product name, Nature of transaction Number of relevant securities Price per unit
e.g. CFD (Note 6) (Note 7) (Note 5)
------------- --------------------- ----------------------------- --------------
N/A
------------- --------------------- ----------------------------- --------------
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, Writing, selling, Number of Exercise Type, e.g. Expiry Option money
e.g. call option purchasing securities to which price American, date paid/received
varying etc. the option relates European etc. per unit (Note 5)
(Note 7)
----------------- ----------------- -------------------- -------- -------------- ------ ------------------
N/A
----------------- ----------------- -------------------- -------- -------------- ------ ------------------
(ii) Exercising
Product name, Number of securities Exercise price per
e.g. call option unit (Note 5)
----------------- -------------------- ------------------
N/A
----------------- -------------------- ------------------
(d) Other dealings (including transactions in respect of new securities)
(Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable) (Note 5)
--------------------- ------- -------------------------
N/A
--------------------- ------- -------------------------
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or
derivatives
Full details of any agreement, arrangement or understanding
between the person disclosing and any other person
relating to the voting rights of any relevant securities
under any option referred to on this form or relating
to the voting rights or future acquisition or disposal
of any relevant securities to which any derivative
referred to on this form is referenced. If none, this
should be stated.
-----------------------------------------------------------
N/A
-----------------------------------------------------------
Is a Supplemental Form 8 attached? (Note 9) NO
------------------------------------------------------- --------------------
Date of disclosure 18(th) November 2019
------------------------------------------------------- --------------------
Contact name Lionel Colaco
------------------------------------------------------- --------------------
Telephone number 020 33956098
------------------------------------------------------- --------------------
If a connected EFM, name of offeree/offeror with which N/A
connected
------------------------------------------------------- --------------------
If a connected EFM, state nature of connection (Note N/A
10)
------------------------------------------------------- --------------------
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997,
TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING
1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) State Street Global Advisors &
Affiliates
--------------------------------------------- -------------------------------
Company dealt in AbbVie Inc.
--------------------------------------------- -------------------------------
Class of relevant security to which US$0.01 common stock
the dealings being disclosed relate (Note 2)
--------------------------------------------- -------------------------------
Date of dealing 18(th) November 2019
--------------------------------------------- -------------------------------
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 3)
Long Short
------------------------------------- -------------------- -----------
Number (%) Number (%)
------------------------------------- ---------- -------- ------ ---
(1) Relevant securities 67,318,238 4.55213%
------------------------------------- ---------- -------- ------ ---
(2) Derivatives (other than options) N/A
------------------------------------- ---------- -------- ------ ---
(3) Options and agreements to
purchase/sell N/A
------------------------------------- ---------- -------- ------ ---
Total 67,318,238 4.55213%
------------------------------------- ---------- -------- ------ ---
(b) Interests and short positions in relevant securities of the company,
other than the class dealt in (Note 3)
Class of relevant security: Long Short
------------------------------------------- ----------- -----------
Number (%) Number (%)
------------------------------------------- ------ --- ------ ---
(1) Relevant securities N/A
------------------------------------------- ------ --- ------ ---
(2) Derivatives (other than options) N/A
------------------------------------------- ------ --- ------ ---
(3) Options and agreements to purchase/sell N/A
------------------------------------------- ------ --- ------ ---
Total N/A
------------------------------------------- ------ --- ------ ---
3. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of relevant securities Price per unit (Note 5)
-------------- ----------------------------- -----------------------
Purchase 2,400 88.73
-------------- ----------------------------- -----------------------
Purchase 51 89.15
-------------- ----------------------------- -----------------------
Purchase 7,924 88.73
-------------- ----------------------------- -----------------------
Purchase 594 88.73
-------------- ----------------------------- -----------------------
Purchase 8,586 88.73
-------------- ----------------------------- -----------------------
Purchase 20,174 88.73
-------------- ----------------------------- -----------------------
Purchase 170 89.15
-------------- ----------------------------- -----------------------
Purchase 350 88.73
-------------- ----------------------------- -----------------------
Purchase 1,114 88.73
-------------- ----------------------------- -----------------------
Purchase 1,340 88.73
-------------- ----------------------------- -----------------------
Purchase 4,480 88.73
-------------- ----------------------------- -----------------------
Purchase 288 88.73
-------------- ----------------------------- -----------------------
Sale 11,595 88.73
-------------- ----------------------------- -----------------------
Sale 1,200 88.70
-------------- ----------------------------- -----------------------
Sale 2,000 89.24
-------------- ----------------------------- -----------------------
Sale 1,472 88.43
-------------- ----------------------------- -----------------------
Sale 137 88.43
-------------- ----------------------------- -----------------------
Sale 3,548 88.73
-------------- ----------------------------- -----------------------
Sale 19,810 88.73
-------------- ----------------------------- -----------------------
Sale 2,400 88.73
-------------- ----------------------------- -----------------------
(b) Derivatives transactions (other than options transactions)
Product name, Nature of transaction Number of relevant securities Price per unit
e.g. CFD (Note 6) (Note 7) (Note 5)
------------- --------------------- ----------------------------- --------------
N/A
------------- --------------------- ----------------------------- --------------
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, Writing, selling, Number of Exercise Type, e.g. Expiry Option money
e.g. call option purchasing securities to which price American, date paid/received
varying etc. the option relates European etc. per unit (Note 5)
(Note 7)
----------------- ----------------- -------------------- -------- -------------- ------ ------------------
N/A
----------------- ----------------- -------------------- -------- -------------- ------ ------------------
(ii) Exercising
Product name, Number of securities Exercise price per
e.g. call option unit (Note 5)
----------------- -------------------- ------------------
N/A
----------------- -------------------- ------------------
(d) Other dealings (including transactions in respect of new securities)
(Note 4)
Nature of transaction Details Price per unit
(Note 8) (if applicable) (Note 5)
--------------------- ------- -------------------------
N/A
--------------------- ------- -------------------------
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or
derivatives
Full details of any agreement, arrangement or understanding
between the person disclosing and any other person
relating to the voting rights of any relevant securities
under any option referred to on this form or relating
to the voting rights or future acquisition or disposal
of any relevant securities to which any derivative
referred to on this form is referenced. If none, this
should be stated.
-----------------------------------------------------------
N/A
-----------------------------------------------------------
Is a Supplemental Form 8 attached? (Note 9) NO
------------------------------------------------------- --------------------
Date of disclosure 19(th) November 2019
------------------------------------------------------- --------------------
Contact name Lionel Colaco
------------------------------------------------------- --------------------
Telephone number 020 33956098
------------------------------------------------------- --------------------
If a connected EFM, name of offeree/offeror with which N/A
connected
------------------------------------------------------- --------------------
If a connected EFM, state nature of connection (Note N/A
10)
------------------------------------------------------- --------------------
(END) Dow Jones Newswires
November 19, 2019 09:33 ET (14:33 GMT)
Copyright (c) 2019 Dow Jones & Company, Inc.
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