Current Report Filing (8-k)
September 10 2019 - 2:15PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
September
10, 2019
TAURIGA
SCIENCES, INC.
(Exact
name of registrant as specified in its charter)
Florida
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000-53723
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30-0791746
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(State
or other jurisdiction
of
incorporation)
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|
(Commission
File
#)
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|
(IRS
Employer
Identification
Number)
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555
Madison Avenue, 5th Floor
New
York, NY
(Address
of principal executive office)
Tel:
(917) 796-9926
(Registrant’s
telephone number)
(Former
Name or Former Address, if Changed Since Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Registrant
under any of the following provisions:
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a -12)
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR
230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2)
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol
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Name
of each exchange on which registered
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Common
Stock, par value $0.00001 per share
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TAUG
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OTCQB
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Item
5.07 Submission of Matters to a Vote of Security Holders
On
September 10, 2019, Tauriga Sciences, Inc. (OTCQB stock symbol: TAUG, the “Company”) held a special meeting (the “Special
Meeting”) of its shareholders. At the Special Meeting, there were 61,096,335 shares of common stock represented in
person or by proxy of the 75,895,090 shares of common stock entitled to be cast, constituting a quorum. Of the shares of common
stock cast, a majority of such shares needed to vote in favor of the proposals to be approved. The Company’s shareholders
approved the proposals listed below, the final votes on which were as follows:
1.
The shareholders approved an amendment to the Company’s amended Articles of Incorporation to increase the number of authorized
shares of the Company’s common stock, par value $0.00001 per share, from 100,000,000 shares to 400,000,000 shares.
FOR
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AGAINST
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ABSTAIN
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BROKER
NON-VOTES
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54,457,852
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6,296,445
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342,038
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-
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2.
The shareholders approved the proposal to adjourn the Special Meeting, if necessary, including to solicit additional proxies in
the event that there were not sufficient votes to attain quorum or to approve any of the foregoing proposal.
FOR
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AGAINST
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ABSTAIN
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BROKER NON-VOTES
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55,755,718
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4,746,468
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594,149
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-
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Item
7.01 Regulation FD Disclosure.
On
September 10, 2019, the Company issued a press release announcing the voting results of the special meeting of its shareholders.
The press release is attached hereto as Exhibit 99.1.
The
press release attached hereto as Exhibit 99.1 is being furnished pursuant to Item 7.01 and will not be deemed to be filed for
purposes of Section 18 of the Securities and Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise be
subject to the liabilities of that section, nor will it be deemed to be incorporated by reference in any filing under the Securities
Act or the Exchange Act.
Item
9.01 Exhibits Statements and Exhibits
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Date:
September 10, 2019
TAURIGA
SCIENCES, INC.
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By:
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/s/
Seth M. Shaw
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Seth
M. Shaw
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Chief
Executive Officer
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Tauriga Sciences (CE) (USOTC:TAUG)
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