Current Report Filing (8-k)
July 15 2019 - 9:00AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date
of report (Date of earliest event reported): July 9, 2019
SINTX
Technologies, Inc.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
001-33624
|
|
84-1375299
|
(State
or other jurisdiction
of
incorporation)
|
|
(Commission
File
Number)
|
|
(IRS
Employer
Identification
No.)
|
1885
West 2100 South
Salt
Lake City, UT
|
|
84119
|
(Address of principal
executive offices)
|
|
(Zip Code)
|
Registrant’s
telephone number, including area code: (801) 839-3500
(Former
Name or Former Address, if Changed Since Last Report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (
see
General Instruction A.2. below):
[ ]
|
Written communications
pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
|
[ ]
|
Soliciting material
pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
|
[ ]
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
|
[ ]
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Item
5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements
of Certain Officers.
(c)
Appointment of Chief Operating Officer
On
July 9, 2019, the Board of Directors of SINTX Technologies, Inc. (the “Company”) appointed Mr. David O’Brien
to serve as Chief Operating Officer of the Company. Mr. O’Brien, age 54, previously served as the Company’s
Vice President and General Manager from October 2016 to July 2019 and from March 2014 through September 2016, he held prior
roles as its Vice President of Operations and Vice President of Manufacturing. Mr. O’Brien has over 30 years of experience
in engineering, manufacturing, and operations leadership in advanced materials and medical device organizations. From 2005 to
2014, he fulfilled several engineering leadership roles for Covidien including Manufacturing Engineering Manager for the Norfolk,
Nebraska facility. From 1991 to 2005, he worked for Arnold Magnetic Technologies in the production of ceramic, powder metal and
molded magnets in multiple facilities across the U.S. and in England. He has extensive experience with Lean and other Continuous
Improvement initiatives. Mr. O’Brien holds an M.S. in Ceramic Engineering from the Georgia Institute of Technology, and
a B.S. in Physics from the University of Texas at San Antonio.
Item
5.07 Submission of Matters to a Vote of Security Holders
On
July 12, 2019, SINTX Technologies, Inc. reconvened its 2019 annual meeting of stockholders at which the following matter was voted
on:
Proposal
No. 2
: A proposal to approve an amendment to the Company’s Restated Certificate of Incorporation to effectuate a reverse
stock split of the Company’s issued and outstanding shares of Common Stock at a ratio of between 1-for-2 and 1-for-30, inclusive,
which ratio will be selected at the sole discretion of our Board of Directors at any whole number in the above range, with any
fractional shares that would otherwise be issued as a result of the reverse stock split being rounded up to the nearest whole
share (the “Reverse Stock Split”); provided, that our Board of Directors may abandon the Reverse Stock Split in its
sole discretion. This proposal was approved.
For
|
|
|
Against
|
|
|
Abstain
|
|
|
Broker
Non-vote
|
|
|
10,912,534
|
|
|
|
4,566,592
|
|
|
|
348,495
|
|
|
|
1,661,850
|
|
Item
8.01 Other Events.
A
copy of the press release issued by the Company with respect to the matters described in Items 5.02 and 5.07 above, is
attached hereto as Exhibit 99.1.
Item
9.01 Financial Statements and Exhibits
(d)
Exhibits
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
|
SINTX TECHNOLOGIES, INC.
|
|
|
Date: July 15,
2019
|
/s/
B. Sonny Bal
|
|
B. Sonny Bal
|
|
President and Chief Executive Officer
|
SiNtx Technologies (NASDAQ:SINT)
Historical Stock Chart
From Mar 2024 to Apr 2024
SiNtx Technologies (NASDAQ:SINT)
Historical Stock Chart
From Apr 2023 to Apr 2024