Current Report Filing (8-k)
May 15 2019 - 4:21PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event
Reported): May 15, 2019
REAL GOODS SOLAR, INC.
(Exact Name of Registrant as Specified
in its Charter)
Colorado
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001-34044
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26-1851813
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(State or Other Jurisdiction
of Incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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110 16
th
Street, Suite 300,
Denver, CO 80202
(Address of Principal Executive Offices,
Including Zip Code)
Registrant’s telephone number,
including area code: (303) 222-8300
Not Applicable
(Former Name or Former Address, if Changed
Since Last Report)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
(see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under
the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under
the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communication pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company
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If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act.
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Securities registered pursuant to Section
12(b) of the Securities Exchange Act of 1934:
Title of Each Class (1)
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Trading Symbol(s)
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Name of Each Exchange on Which Registered
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Class A Common Stock, $.0001 par value
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RGSE
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None
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(1)
The Registrant’s Class A common stock is currently registered pursuant to Section 12(b) of the Act. On March 12, 2019,
The Nasdaq Stock Market LLC filed a Form 25-NSE with the Securities and Exchange Commission which delisted the Class A common stock
from Nasdaq on March 22, 2019 and is expected to deregister the Class A common stock from Section 12(b) of the Act on June 10,
2019. The Registrant plans to register the Class A common stock under Section 12(g) of the Act before June 10, 2019.
Item 7.01. Regulation FD Disclosure.
Real Goods Solar, Inc. (the “Company”) has posted
the attached corporate presentation and business update related to the Company’s business to the investor relations section
of its website on May 15, 2019. Copies of the corporate presentation and business update are attached to this Form 8-K as Exhibit
99.1 and Exhibit 99.2, respectively, and are incorporated herein by reference.
The information under this Item 7.01 and the corporate presentation
attached hereto as Exhibit 99.1 and Exhibit 99.2 are being furnished by the Company pursuant to Item 7.01. In accordance with General
Instruction B.2 of Form 8-K, the information contained under this Item 7.01 and the corporate presentation attached hereto as Exhibit
99.1 and the business update attached hereto as Exhibit 99.2 shall not be deemed “filed” for the purposes of Section
18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section. In addition, this
information shall not be deemed incorporated by reference into any of the Company’s filings with the Securities and Exchange
Commission, except as shall be expressly set forth by specific reference in any such filing.
Item 9.01. Financial Statements
and Exhibits.
(d) Exhibits
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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REAL GOODS SOLAR, INC.
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By:
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/s/ Alan Fine
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Alan Fine
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Chief Financial Officer
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Date: May 15, 2019