Report of Foreign Issuer (6-k)
April 03 2019 - 4:42PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
6-K
REPORT OF
FOREIGN PRIVATE ISSUER
PURSUANT TO RULE
13a-16
OR
15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the Month of April 2019
Commission File Number:
001-37452
CELYAD SA
(Translation
of registrants name into English)
Rue Edouard
Belin 2
1435 Mont-Saint-Guibert, Belgium
(Address of principal executive offices)
Indicate by check mark whether
the registrant files or will file annual reports under cover of Form
20-F
or Form
40-F.
Form
20-F ☒ Form
40-F ☐
Indicate by check mark if the registrant is submitting the Form
6-K
in paper as permitted by Regulation
S-T
Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form
6-K
in paper as permitted by Regulation
S-T
Rule 101(b)(7): ☐
Celyad SA
On March 28, 2019, Celyad SA (the
Company
) issued a press release announcing the appointment of Mr. Filippo Petti as Chief
Executive Officer (
CEO
), effective April 1, 2019. Mr. Petti, who previously served as the Companys Chief Financial Officer (
CFO
), will continue to serve as interim CFO until a permanent CFO is
appointed by the Board. Dr. Christian Homsy, the Companys previous CEO, will continue to serve as a
non-executive
director and the chair of the Strategy Committee of the Board of Directors. A copy
of the Companys press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
On March 28, 2019, the Company also
issued a press release announcing its 2018 financial and operating results. A copy of the Companys press release is attached hereto as Exhibit 99.2 and is incorporated herein by reference.
The information contained in this Current Report on Form
6-K,
including Exhibits 99.1 and 99.2, except for the
quotes of Michael Lussier, Filippo Petti and Christian Homsy contained in Exhibit 99.1 and the quotes of Christian Homsy contained in Exhibit 99.2, is hereby incorporated by reference into the Companys Registration Statements on Forms
F-3
(File
No. 333-220285)
and
S-8
(File
No. 333-220737).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
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CELYAD SA
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Date: April 3, 2019
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By:
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/s/ Filippo Petti
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Filippo Petti
Chief Executive Officer and
Financial Officer
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