SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

 

SCHEDULE 13D

 

 

Under the Securities Exchange Act of 1934
(Amendment No. 2)

 

voxeljet AG

(Name of Issuer)

 

American Depositary Shares, each representing one-fifth of an ordinary share with a nominal value of €1.00 per share

(Title of Class of Securities)

 

92912L 107

(CUSIP Number)

 

Dr. Ingo Ederer

c/o voxeljet AG

Paul-Lenz Straße 1

86316 Friedberg, Germany

(49) 821 7483 100

 

Copy to:

 

Lillian Tsu

Hogan Lovells US LLP

875 3rd Avenue

New York, NY 10022

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

 

October 17, 2018

(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. o

Note : Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.

The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

 

CUSIP Number   92912L 107

 

 

1.

Name of Reporting Person
Dr. Ingo Ederer

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

  o

 

 

(b)

  o

 

 

3.

SEC Use Only

 

 

4.

Source of Funds (See Instructions)
PF

 

 

5.

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)      o

 

 

6.

Citizenship or Place of Organization
Federal Republic of Germany

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7.

Sole Voting Power
3,010,206 American Depositary Shares (“ADSs”)

 

8.

Shared Voting Power
0

 

9.

Sole Dispositive Power
3,010,206 ADSs

 

10.

Shared Dispositive Power
0

 

 

11.

Aggregate Amount Beneficially Owned by Each Reporting Person
3,010,206 ADSs

 

 

12.

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)    o

 

 

13.

Percent of Class Represented by Amount in Row (11)
12.4%*

 

 

14.

Type of Reporting Person (See Instructions)
IN

 

 

 

 


*                  Percentage of class calculation is based on the estimated 24.18 million ADSs outstanding immediately after the 2018 Registered Offering (defined below), based on the June 30, 2018 number of outstanding ADSs. This number reflects the number of ADSs outstanding as reported in the prospectus filed by the Issuer with the Securities and Exchange Commission pursuant to Rule 424(b) under the Securities Act of 1933, as amended, on October 19, 2018, relating to the Issuer’s registration statement on Form F-3 (Registration No. 333-219965).

 

2


 

 

CUSIP Number   92912L 107

 

Item 1.          Security and Issuer

 

This Amendment No. 2 (the “ Amendment ”) to Schedule 13D amends and supplements the Schedule 13D originally filed on November 1, 2013 and as amended by Amendment No. 1 filed on April 25, 2014 (as amended, the “ Original Schedule 13D ”), each relating to the American Depositary Shares (“ ADSs ”) of voxeljet AG, a stock corporation incorporated in the Federal Republic of Germany (the “ Issuer ”).  The address of the principal executive office of the Issuer is Paul-Lenz Straße 1b, 86316 Friedberg, Germany.

 

All capitalized terms used herein but not defined herein have the meanings set forth in the Original Schedule 13D.  Except as amended by this Amendment, all information contained in the Original Schedule 13D is, after reasonable inquiry and to the best of the Reporting Person’s knowledge and belief, complete and correct as of the date of this Amendment.

 

Item 3.          Source and Amount of Funds or Other Consideration

 

This Amendment supplements Item 3 of the Original Schedule 13D by adding the following:

 

On October 17, 2018, the Issuer entered into an underwriting agreement with Piper Jaffray & Co., pursuant to which the Issuer agreed to sell to Piper Jaffray & Co. 4,860,000 ADSs at a price of $2.57 per ADS (the “ 2018 Registered Offering ”). The 2018 Registered Offering closed on October 22, 2018. In connection with the 2018 Registered Offering, Dr. Ederer acquired 116,731 ADSs directly from the Issuer on the same terms.

 

The aggregate number of ADSs beneficially owned by Dr. Ederer represents approximately 12.4% of the Issuer’s outstanding ADSs, based on 24.18 million ADSs outstanding immediately after the 2018 Registered Offering (defined below), based on the June 30, 2018 number of outstanding ADSs.  This number reflects the number of ADSs outstanding as reported in the prospectus filed by the Issuer with the Securities and Exchange Commission pursuant to Rule 424(b) under the Securities Act of 1933, as amended, on October 19, 2018, relating to the Issuer’s registration statement on Form F-3 (Registration No. 333-219965).

 

Item 5.          Interest in Securities of the Issuer

 

(a) and (b)                                        Dr. Ederer beneficially owns 3,010,206 ADSs of the Issuer, equal approximately 12.4% of the Issuer’s ADSs.  Dr. Ederer has sole voting and dispositive power over all ordinary shares he beneficially owns.

 

The percentage of ADSs reported beneficially owned by Dr. Ederer is based on the Issuer having 24.18 million ADSs immediately after the 2018 Registered Offering (defined above), based on the June 30, 2018 number of outstanding ADSs.  The number of ADSs of the Issuer that are outstanding reflects ADSs outstanding as reported in the prospectus filed by the Issuer with the Securities and Exchange Commission pursuant to Rule 424(b) under the Securities Act of 1933, as amended, on October 19, 2018, relating to the Issuer’s registration statement on Form F-3, as amended (Registration No. 333-219965).

 

(c) The following table details the transactions effected by Dr. Ederer in the past 60 days:

 

Date of
Transaction

 

Sale or
Purchase

 

Number of Shares or
ADSs Sold or Purchased

 

Price Per
Share or ADS

 

How Transaction was Effected

 

October 17, 2018

 

Purchase

 

116,731 ADSs

 

$2.57 per ADS

 

In connection with the 2018 Registered Offering

 

 

(d) Not applicable.

 

(e) Not applicable.

 

3


 

CUSIP Number   92912L 107

 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

/s/ DR. INGO EDERER

 

Dr. Ingo Ederer

 

 

Dated: February 13, 2019

 

4


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