Initial Statement of Beneficial Ownership (3)
November 02 2018 - 5:45PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Crone James Philip
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2. Date of Event Requiring Statement (MM/DD/YYYY)
10/15/2018
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3. Issuer Name
and
Ticker or Trading Symbol
True Nature Holding, Inc. [TNTY]
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(Last)
(First)
(Middle)
1355 PEACHTREE STREET, SUITE 1150
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__
X
__ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
Pres, Interim CFO, Sec, Dir /
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(Street)
ATLANTA, GA 30309
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock, par value $0.01 per share
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100000
(1)
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D
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Common Stock, par value $0.01 per share
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600000
(2)
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D
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Explanation of Responses:
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(1)
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On September 28, 2018, Mr. Crone was issued 100,000 shares of restricted common stock as compensation for his services as a member of the Advisory Board. These shares are not subject to vesting condition or performance requirements.
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(2)
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On October 15, 2018, Mr. Crone was awarded in the aggregate 600,000 shares (the "Shares") of restricted common stock in connection with that certain Employment Agreement (the "Agreement") entered into with True Nature Holding Inc., a Delaware corporation (the "Company"), subject to certain vesting requirements. Mr. Crone shall earn 200,000 of the Shares upon his employment with the Company for 30 days from the effective date of the Agreement; 200,000 of the Shares shall be earned upon his employment with the Company for 90 days from the effective date of the Agreement; and 200,000 of the Shares upon the Company's completion of a capital raise of $2,000,000.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Crone James Philip
1355 PEACHTREE STREET
SUITE 1150
ATLANTA, GA 30309
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X
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Pres, Interim CFO, Sec, Dir
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Signatures
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/s/ James Philip Crone
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11/2/2018
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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