As filed with the Securities and Exchange Commission on October 23, 2018.
Registration no.
333-
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
S-8
REGISTRATION STATEMENT
UNDER
THE
SECURITIES ACT OF 1933
NORTHERN OIL AND GAS, INC.
(Exact name of registrant as specified in its charter)
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Delaware
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95-3848122
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification No.)
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601 Carlson Parkway, Suite 990
Minnetonka, Minnesota
(Address of principal executive offices)
Northern Oil and Gas, Inc. 2018 Equity Incentive Plan
(Full title of the plan(s))
Erik J. Romslo
General
Counsel and Secretary
601 Carlson PkwySuite 990
Minnetonka, Minnesota 55305
(Name and address of agent for service)
(952) 476-9800
(Telephone number, including area code, of agent for service)
With copies to:
Joshua L. Colburn
Faegre
Baker Daniels LLP
2200 Wells Fargo Center
90 South Seventh Street
Minneapolis, Minnesota 55402-3901
Indicate by
check mark whether the registrant is a large accelerated filer, an accelerated filer, a
non-accelerated
filer, a smaller reporting company, or an emerging growth company. See the definitions of large
accelerated filer, accelerated filer, smaller reporting company, and emerging growth company in Rule
12b-2
of the Exchange Act.
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Large accelerated filer
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☐
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Accelerated filer
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☑
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Non-accelerated
filer
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☐
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Smaller reporting company
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☐
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Emerging growth company
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☐
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If an emerging growth company,
indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities
Act. ☐
CALCULATION OF REGISTRATION FEE
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TITLE OF SECURITIES
TO BE REGISTERED
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AMOUNT TO BE
REGISTERED (1)(2)
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PROPOSED
MAXIMUM
OFFERING PRICE
PER SHARE
(3)
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PROPOSED
MAXIMUM
AGGREGATE
OFFERING
PRICE(3)
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AMOUNT OF
REGISTRATION
FEE
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Common Stock, par value $.001 per share
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18,992,502 shares
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$3.54
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$67,233,457
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$8,150
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(1)
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As described in the Explanatory Note in this registration statement, the number of shares of common stock,
$.001 par value per share (
Common Stock
), registered hereby consists of (a) 15,000,000 shares being registered for the first time pursuant to Northern Oil and Gas, Inc. 2018 Equity Incentive Plan (the
2018 Plan
)
plus (b) 769,775 unissued shares that were available for future awards under the Northern Oil and Gas, Inc. 2013 Incentive Plan (the
2013 Plan
) as of August 23, 2018 plus (c) up to 3,222,727 shares of Common Stock that
were subject to outstanding awards under the 2013 Plan as of August 23, 2018 (the
Outstanding Shares
). The Outstanding Shares will be available for future awards under the 2018 Plan to the extent that the associated awards
under the 2013 Plan expire, are cancelled, are forfeited or are settled for cash.
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(2)
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Pursuant to Rule 416 of the Securities Act of 1933, this Registration Statement includes an indeterminate
number of additional shares of common stock as may be issuable pursuant to a stock split, stock dividend or similar adjustment of the outstanding common stock of the Company and additional shares of common stock that may become issuable pursuant to
anti-dilution provisions of the Plan.
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(3)
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Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(c) under the
Securities Act of 1933, based on the average of the high and low sales price per share reported on the NYSE American on October 18, 2018.
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