Statement of Ownership (sc 13g)
September 13 2018 - 7:19AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
The9 Limited
(Name of Issuer)
Ordinary Shares, par value $0.01 per share
(Title of Class of Securities)
88337K104**
(CUSIP
Number)
September 3, 2018
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☒ Rule 13d-1(c)
☐
Rule 13d-1(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
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**
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This CUSIP applies to the American Depositary Shares, evidenced by American Depositary Receipts, each
representing three Ordinary Shares. No CUSIP has been assigned to the Ordinary Shares.
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The information required in the remainder
of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).
Persons who respond to the collection of information contained in this form are
not
required to respond unless the form displays a currently valid OMB control number.
Schedule 13G
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1.
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Names of
Reporting Persons.
Plutux Labs Limited
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2.
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Check the Appropriate Box if a Member
of a Group
(a) ☐ (b) ☐
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3.
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SEC Use Only
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4.
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Citizenship or Place of
Organization
Cayman Islands
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person
With:
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5.
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Sole Voting Power
21,000,000
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6.
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Shared Voting Power
0
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7.
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Sole Dispositive Power
21,000,000
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8.
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Shared Dispositive Power
0
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9.
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Aggregate Amount Beneficially Owned by Each Reporting Person
21,000,000
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10.
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Check if the Aggregate Amount in Row
(9) Excludes Certain Shares
☐
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11.
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Percent of Class Represented by Amount
in Row (9)
17.3%
1
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12.
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Type of Reporting Person
OO
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1
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Percentage of ownership of Ordinary Shares herein is calculated based on the percentage of Ordinary Shares
owned by the Reporting Person divided by the total of 121,155,358 Ordinary Shares of the Issuer outstanding as of September 3, 2018.
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2
Schedule 13G
CUSIP No. 88337K104
(a) Name of Issuer: The9 Limited
(b) Address of Issuers Principal Executive Offices: Building No. 3, 690 Bibo Road, Zhangjiang
Hi-tech
Park, Pudong New Area, Shanghai 201203, Peoples Republic of China
(a) Name of Person Filing: Plutux Labs Limited
(b) Address of Principal Business Office, or if None, Residence: 4th Floor, Harbour Place, 103 South Church Street,
Grand Cayman
KY1-1002,
Cayman Islands
(c) Citizenship: Cayman Islands
(d) Title of Class of Securities: Ordinary Shares, par value $0.01 per share, of the Issuer
(e) CUSIP Number: 88337K104
CUSIP number 88337K104 has been assigned to the American Depositary Shares (ADSs) of the issuer. Each ADS represents three Ordinary
Shares of the Issuer.
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO
SS.240.13d-1(b)
OR
240.13d-2(b)
OR (c), CHECK WHETHER THE PERSON FILING IS A:
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(a)
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[ ] Broker or dealer registered under Section 15 of the Act
(15 U.S.C. 78o).
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(b)
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[ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C.
78c).
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(c)
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[ ] Insurance company as defined in Section 3(a)(19) of the
Act (15 U.S.C. 78c).
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(d)
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[ ] Investment company registered under Section 8 of the
Investment Company Act of 1940 (15 U.S.C. 80a8).
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(e)
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[ ] An investment adviser in accordance with
ss.240.13d-1(b)(1)(ii)(E);
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(f)
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[ ] An employee benefit plan or endowment fund in accordance with
ss.240.13d-1(b)(1)(ii)(F);
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(g)
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[ ] A parent holding company or control person in accordance with
ss.240.13d-1(b)(1)(ii)(G);
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(h)
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[ ] A savings associations as defined in Section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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[ ] A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C.
80a-3);
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(j)
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[ ] Group, in accordance with
ss.240.13d-1(b)(1)(ii)(J).
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3
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
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(a) Amount
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beneficially owned: 21,000,000
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(b) Percent
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of class: 17.3%
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(c) Number
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of shares as to which such person has:
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(i) Sole
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power to vote or to direct the vote: 21,000,000
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(ii) Shared
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power to vote or to direct the vote: 0
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(iii) Sole
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power to dispose or to direct the disposition of: 21,000,000
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(iv) Shared
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power to dispose or to direct the disposition of: 0
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ITEM 5.
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OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
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Not applicable.
ITEM 6.
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OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
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Not applicable.
ITEM 7. IDENTIFICATION AND
CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
Not applicable.
4
ITEM 8.
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IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
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Not applicable.
ITEM 9.
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NOTICE OF DISSOLUTION OF GROUP.
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Not applicable.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of
or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect.
SIGNATURE
After reasonable inquiry and
to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
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(Date) September 13, 2018
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(Signature) /s/ Cyrus
Jun-Ming
Wen
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(Name / Title) Cyrus
Jun-Ming
Wen / Director
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