Current Report Filing (8-k)
September 05 2018 - 6:14AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
____________________________________________________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
___________________________________________________________________
Date of Report (Date of earliest event reported): September
5, 2018
DPW HOLDINGS,
INC.
(Exact name of registrant as specified in
its charter)
Delaware
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001-12711
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94-1721931
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(State or other jurisdiction of
incorporation or organization)
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(Commission File Number)
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(I.R.S. Employer Identification
No.)
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201 Shipyard Way, Suite E, Newport
Beach, CA 92663
(Address of principal executive offices)
(Zip Code)
(510) 657-2635
(Registrant's telephone number, including
area code)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
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ITEM 7.01
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REGULATION FD DISCLOSURE.
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DPW Holdings, Inc., a Delaware corporation
(the “
Company
”) will participate in the 20
th
Rodman and Renshaw Annual Global Investment Conference
hosted by H.C. Wainwright & Company on September 4-6, 2018 at The St. Regis New York. On September 5, 2017 at 2:35 P.M. ET,
the Company’s Chairman, Mr. Milton “Todd” Ault, III, is scheduled to discuss the contents of a presentation prepared
by the Company (the “
Corporate Presentation
”) in Maisonnette I (Lower Level). The Corporate Presentation includes
second quarter results and provides updates in the Company’s business during the first eight months of 2018 and is attached
hereto as
Exhibit 99.1
.
Investors and interested parties who desire to participate in
the webcast online must use this link to register at least one hour prior to the presentation later today:
https://zoom.us/webinar/register/WN_rityzziCRdaVbijL3q41xw
A live webcast of management’s presentation will be available
at DPW’s
website www.dpwholdings.com
under the Investor Relations section. A replay
of the webcast will be available for 90 days.
The information contained in this Current
Report shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the
“
Exchange Act
”), or incorporated by reference in any filing under the Securities Act of 1933, as amended (the
“
Securities Act
”) or the Exchange Act, except as shall be expressly set forth by specific reference in such
a filing. The furnishing of the information in this Current Report on Form 8-K is not intended to, and does not, constitute a representation
that such furnishing is required by Regulation FD or that the information contained in this Current Report on Form 8-K constitutes
material investor information that is not otherwise publicly available.
The Securities and Exchange Commission
encourages registrants to disclose forward-looking information so that investors can better understand the future prospects of
a registrant and make informed investment decisions. This Current Report on Form 8-K and exhibits may contain these types of statements,
which are “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995,
and which involve risks, uncertainties and reflect the registrant’s judgment as of the date of this Current Report on Form
8-K. Forward-looking statements may relate to, among other things, operating results and are indicated by words or phrases such
as “expects,” “should,” “will,” and similar words or phrases. These statements are subject
to inherent uncertainties and risks that could cause actual results to differ materially from those anticipated at the date of
this Current Report on Form 8-K. Investors are cautioned not to rely unduly on forward-looking statements when evaluating the information
presented within.
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ITEM 9.01
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FINANCIAL STATEMENTS AND EXHIBITS.
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(d) Exhibits.
The following exhibits are furnished herewith:
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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DPW HOLDINGS, INC.
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Dated: September 5, 2018
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/s/ Milton C. Ault, III
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Milton C. Ault, III
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Chief Executive Officer
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